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Risk Management Jobs In New Jersey

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Search results: 1 - 10 of 68

Merrill Lynch ADV Regulatory Specialist (18045141)

Bank of America. Pennington

Job Description: Job Description: Lead the Form ADV Part 2A annual amendments and associated Annual 3a-4/ML SOMC mailing process, this includes managing the review and approval process for all (16) Firm investment advisory programs ADV2As and client contracts Manage daily/weekly routines for 2B supplements, disciplinary events aged 10 years and...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Regulatory Interpretation Analyst - NFRR - Band 5 (18053913)

Bank of America. Jersey city

Job Description: The Regulatory Interpretation Analyst will be part of the enterprise non-financial regulatory reporting (NFRR) group in Chief Data Office (CDO) organization and will play a vital role in documenting regulatory requirements for regulatory reporting across enterprise (GBAM, Consumer, GWIM and Control Functions), with a focus on GBAM regulatory...

Sector Consulting
Sub Sector Generalist Consulting
Employment Type Full Time
Region/Country Americas, United States

Compliance Specialist (18072558)

Bank of America. Jersey city

Job Description: • Assist in the management and development of the conduct review process for GBAM, including developing procedures, preparing materials for routines, liaising with the business and other support partners, and preparing/reviewing reporting and metrics • Enhance conduct program to standardize the approach to conduct review globally, account for...

Employment Type Full Time
Region/Country Americas, United States

Compliance Analyst (11274)

E-Trade Financial Corp.. Jersey City

More than 30 years ago, E*TRADE pioneered the online brokerage industry by executing the first-ever electronic individual investor trade. While the landscape of our industry has changed dramatically, our culture of innovation and drive to make online trading accessible to everyone continues to drive us forward. We believe in challenging...

Employment Type Full Time
Region/Country Americas, United States

Sr Data Source Manager - Regulatory Reporting - NFRR - Band 4 (18063449)

Bank of America. Pennington

Job Description: This role will serve as a regulatory reporting senior manager responsible for driving operations within the Non-Financial Regulatory Reporting (NFRR) organization. Responsibilities include reviewing reporting requirements generated from the regulatory interpretation lead, implementing report generation and publishing processes, submission tracking and archival of submitted reports. This role will...

Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Compliance Specialist (18068940)

Bank of America. Jersey city

Job Description: The Compliance Specialist assists the Compliance officer team in activities to contribute to the independent compliance oversight of Front Line Unit ("FLU") and Control Function ("CF") performance and any related third party/vendor relationships in alignment with the Compliance Risk Management ("CRM") Program and the Global Compliance Enterprise Policy...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Senior Business Control Specialist - Technology Risk Manager (18067296)

Bank of America. Jersey city

Job Description: Collaborate with GBAM Technology divisions, Risk Leads, and process owners to: Document, debate, and manage the performance of issues and risks that are essential to managing operational standards and compliance to applicable policies, laws and regulations; Respond to Audits, Exams, and Inquiries, including SOX control attestation; Monitor and...

Employment Type Full Time
Region/Country Americas, United States

Third Party Risk Analyst (18-06577)

NTT DATA. Jersey City

Title: Third Party Risk Analyst Location: Jersey City, NJ Duration: 6 months + possibility of extensions Third Party Risk analyst will conduct application and third party vendor risk assessments. Tasks include carefully verifying potential vendor's application, policy and various other documentation to determine the controls the vendors implemented and to...

Sector Asset Management
Employment Type Full Time

Compliance Specialist (18071985)

Bank of America. Jersey city

Job Description: The Compliance Specialist assists the Compliance officer team in activities to contribute to the independent compliance oversight of Front Line Unit ("FLU") and Control Function ("CF") performance and any related third party/vendor relationships in alignment with the Compliance Risk Management ("CRM") Program and the Global Compliance Enterprise Policy...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Regulatory Interpretation Sr. Analyst - NFRR - Band 4 (18056244)

Bank of America. Jersey city

Job Description: The Regulatory Interpretation Sr. Analyst will be part of the enterprise non-financial regulatory reporting (NFRR) group in Chief Data Office (CDO) organization and will play a vital role in establishing regulatory strategy and documenting regulatory requirements for regulatory reporting across enterprise (GBAM, Consumer, GWIM and Control Functions), with...

Sector Consulting
Sub Sector Generalist Consulting
Employment Type Full Time
Region/Country Americas, United States
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