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Regulatory/Compliance Risk Jobs In United States

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Search results: 1 - 10 of 201

Compliance Analyst II (324862627)

100%

Ally Financial. Charlotte

Ally business units. Develop, and execute compliance testing and report results in accordance with the Compliance testing program ensuring effective processes and controls are in place to support the current product and customer risk profile. Execute special or enhanced testing, as needed, for new, complex, or high-risk requirements, or in...

Sub Sector Risk & Performance / Pension
Region/Country Americas, United States

Senior Compliance Consultant " Retail Investment Advisor (32616)

100%

T. Rowe Price. Owings Mills

Our mission as a leading investment management firm is to help our clients achieve their long-termfinancial goals. We believe our associates are the key to this mission and we arealways looking fortalented individuals who share our commitment to our clients success. If youre looking for challenging work experiences and the...

Employment Type Full Time
Region/Country Americas, United States

Senior Manager, Investment Compliance Policy (32618)

100%

T. Rowe Price. Baltimore

Our mission as a leading investment management firm is to help our clients achieve their long-termfinancial goals. We believe our associates are the key to this mission and we arealways looking fortalented individuals who share our commitment to our clients success. If youre looking for challenging work experiences and the...

Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

CIB Risk - Americas Risk Governance – Associate (180020666)

100%

JPMorgan Chase. New York

JPMorgan Chase is a leading global financial services firm with assets of $2.5 trillion and operations in more than 60 countries. The firm is a leader in investment banking, commercial banking, financial services for small business and consumers, financial transaction processing, asset management and private equity. Americas Legal Entity Risk...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Senior Principal Sr. Credit Officer - Generalist (031975)

100%

Bank of the West. Chicago

At Bank of the West the customer is at the core of everything we do, and we take a real and human approach to banking. Our brand personality is reflective of modern Western values: open, straightforward, entrepreneurial, optimistic and innovative. We seek to create a corporate culture that fosters and...

Sector Asset Management
Region/Country Americas, United States

Senior Quantitative Risk Consultant (2438146)

100%

AON. Chicago

Job DescriptionAon Is Looking For a Senior Consultant - Risk Advisory Services As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions as part of our Risk Advisory Services practice group, in Chicago, IL, Washington, DC, New York, NY or...

Sector Consulting
Sub Sector Generalist Consulting
Region/Country Americas, United States

GFCC - Quantitative Specialist (18005340)

100%

Bank of America. Wilmington

Job Description: This position is within the Transaction Monitoring and Strategy team as part of the Global Financial Crimes Compliance - Financial Intelligence Unit whose mission is to mitigate Money Laundering risk. Ideal candidate should have business/financial, quantitative analysis, operations, and strong communication skills. While this position is not a...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

U.S. Broker Dealer Regulatory Reporting Controller II (18004029)

100%

Bank of America. Charlotte

Job Description: U.S. Broker Dealer Regulatory Reporting Controller II - Preparation of Daily and monthly 15c3-1 Capital computation. Responsible for the maintenance of 15c3-1 capital procedures, control documentation, and spreadsheet compliance. Responsible for responding to queries from Business Partners related to the daily 15c3-1 capital computation. Assistance with providing support...

Employment Type Full Time
Region/Country Americas, United States

Chief Compliance Officer (16821)

100%

Janus Capital Group Inc.. Wisconsin

Janus Henderson Global Investors is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a broad range of actively managed funds. We provide our institutional, retail and high net-worth individuals with access to skilled investment professionals representing a broad range of asset classes including,...

Employment Type Full Time
Region/Country Americas, United States

Corporate & Investment Bank - Compliance - Audit Manager - Vice President (170122625)

100%

JPMorgan Chase. New York

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase &...

Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States
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