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Regulatory/Compliance Risk Jobs In Asia / Pacific

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Search results: 1 - 3 of 3

Risk & Compliance Manager (1632)

100%

Bank of East Asia.

Responsibilities To be a team member of Securities Services Department To preform review and ensure compliance with internal policies/guidelines as well as external regulatory requirements To prepare reports to management and other departments for compliance and risk management related issues To co-ordinate monthly meeting with relevant parties in relation to...

Sector Asset Management
Region/Country Asia / Pacific

Retail Risk & Compliance Control Manager (Regulatory Coordination & Special Project) (2040)

100%

Bank of East Asia.

Responsibilities To be a team member of Retail Risk and Compliance Control Department To act as a central point between various business units and Compliance Division / Risk Management Division on regulatory compliance and risk management matters. To coordinate response to requirements raised by external regulators such as the Hong...

Sector Asset Management
Sub Sector Traditional Asset Manager
Region/Country Asia / Pacific

Compliance Manager - Control Room (2171)

100%

Bank of East Asia.

Responsibilities To be a team member of Central Compliance Department To be responsible for day to day efficient operation of the Control Room, including but not limited to develop, maintenance and update of control room operating process, procedural manual, wall-crossing, maintenance of Watchlist, etc To handling the process for employee...

Region/Country Asia / Pacific
Results:

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