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Capital Markets Jobs in New York
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Job Title |
Company Name |
Location |
Posted Date |
Action |
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| MSSB Markets - Operational Risk Analyst (Ref: 100908-KD-14) |
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Americas, United States | 09/07/2010 |
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Job Description:Risk is inherent in all activities conducted by the capital markets business: in the services and products delivered to clients, the technology and processes used to support them and the staff ensuring their effective operation. Operational Risk is the risk of loss resulting from inadequate or failed internal processes,...
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| Operational Risk - CRM Manager / Senior Manager (Ref: 100908-KD-10) |
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Americas, United States | 09/07/2010 |
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Position DescriptionMorgan Stanley is seeking a strong Manager for its Operational Risk Management Team. The eventual hire will be a Client Relationship Manager, responsible for working closely with one or more of the Firm’s Business Units or Infrastructure areas to ensure Operational Risk objectives are being met.Morgan Stanley’s Operational Risk...
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| FID - Special Purpose Vehicles (SPV) Regional Risk Officer (Ref: 100908-KD-08) |
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Americas, United States | 09/07/2010 |
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Position Description•Translate SPV and bespoke terms to Sentry and ensure Desk sign off•Conduct simulations•Survey changes to listing exchange requirements, regulatory filing requirements, changes in tax and law on a regular basis•Monitor changes in rating criteria, market trends, regulations and compliance issues•Perform periodic assessment on Service ProvidersSkills Required•Legal background or previous...
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| Equity Application Support Analyst - Risk & Swap / Market Making (Ref: 100907-KD-19) |
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Americas, United States | 09/06/2010 |
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Position DescriptionThe position is based within the Equity Application Support Group providing support for Swaps, Risk Management, Trade life cycle, Booking and Settlement.Skills RequiredA highly motivated, self starter who is happy working for demanding clients in a frequently stressful environment with excellent communication and interpersonal skills with a professional ownership...
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| Operations Risk and Control: Reporting, Monitoring and Operational Risk Management (Ref: 100907-KD-10) |
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Americas, United States | 09/06/2010 |
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Position DescriptionISG Operations Risk & Control (OpsRC) is committed to ensuring that adequate controls are in place to mitigate operational risk in ISG and to protect the firm from such risks. Reporting and Monitoring is responsible for independent reporting and identifying standards and exceptions over account referential data, position &...
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| Operations Risk and Control: Reporting, Monitoring and Operational Risk Management (Ref: 100907-KD-09) |
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Americas, United States Brooklyn | 09/06/2010 |
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Position DescriptionISG Operations Risk & Control (OpsRC) is committed to ensuring that adequate controls are in place to mitigate operational risk in ISG and to protect the firm from such risks. Reporting and Monitoring is responsible for independent reporting and identifying standards and exceptions over account referential data, position &...
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| Technology Risk Specialist (Ref: 100906-KD-09) |
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Americas, United States | 09/05/2010 |
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Position DescriptionThe Technology Assessment & Regulatory Compliance (ARC) function is a global team within the Technology Risk organization. The group is responsible for the development, implementation and governance of our Operational Risk strategies and processes across the global technology functions. The ARC team is also responsible for ensuring that Technology...
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| MSSB Markets - Operational Risk Analyst (Ref: 100906-KD-06) |
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Americas, United States | 09/05/2010 |
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Position DescriptionRisk AnalystJob Description:Risk is inherent in all activities conducted by the capital markets business: in the services and products delivered to clients, the technology and processes used to support them and the staff ensuring their effective operation. Operational Risk is the risk of loss resulting from inadequate or failed...
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| Risk Management Operations and Communication Manager (Ref: 100906-KD-01) |
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Americas, United States | 09/05/2010 |
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Job DescriptionResponsible for supporting, coordinating and managing various aspects for Morgan Stanley Smith Barney Operations and Risk Management’s Communication and Awareness program in order to:• Support Operations initiatives and processes• Heighten awareness of Risk Management and its activities throughout the Organization• Improve guardianship, by instilling a culture of Risk Management...
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| Officer, Trust Technology Risk (Ref: 100903-KD-21) |
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Americas, United States | 09/02/2010 |
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Position DescriptionTechnology Lead to supervise the Retail Private Bank’s risk practices including the following; overseeing the execution of bank regulatory and compliance programs for technology, monitoring and managing risk and control assessments associated with the bank technology platforms, entitlements/onboarding processes for the bank, overseeing vendor management activities and the building...
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