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Risk Management Jobs In Hong Kong

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Search results: 1 - 10 of 29

Regulatory Reporting Specialist #094340 (094340)

Credit Suisse. Hong Kong

Responsible for review and preparation of regulatory returns required by HK regulators (SFC/ HKMA) Support new regulatory capital rule change project, produce capital simulation and analysis and engage in capital calculation engine build out Define business requirements on projects in relation to regulatory change and process improvement, and responsible for...

Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Asset Management HK Compliance Officer #094849 (094849)

Credit Suisse. Hong Kong

You the opportunity to provide general advisory pertaining to asset management (AM) business enquires, including but not limited to cross-border marketing and distribution in APAC, regulatory requirements and Credit Suisse policies and procedures. You the expectation to review and approve marketing materials for dissemination to AM clients/prospects and via channel...

Sector Asset Management
Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Junior Credit Trader/Sales (096690)

Credit Suisse. Hong Kong

You joining the US and European credit trading desk as a sales trader based in Hong Kong. Working alongside senior traders and sales colleagues with you assisting in market making investment-grade bonds. Responsibilities in supporting senior traders, with your execution and pricing in secondary flows. You a close working partnership...

Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Junior Regulatory Compliance Officer (151801BR)

UBS AG. Hong Kong

Do you enjoy searching for answers to contentious regulatory matters? Are you interested in regulatory developments in the financial markets? We're looking for someone like this to: - Handle s181 inquiries from the SFC, liaising with all internal and external stakeholders to prepare the responses; - Collect and compile trades...

Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Equities Compliance Hong Kong (151687BR)

UBS AG. Hong Kong

Are you risk averse but risk aware? Are you enthused by operating in a trading environment? We are looking for someone like that to: • perform marketing, sales commentary and/or other type of review work. • be Involved in investigation of selective monitoring and surveillance escalations. • coordinate the provision...

Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Operational Risk Controller (146631BR)

UBS AG. Hong Kong

Do you know how to maintain independence and objectivity? We are looking for someone like that who can: – support data improvement and analytical capabilities, supporting Investment Bank (IB) thematic reviews and deep dives – seek areas to enhance automation across IB Compliance \u0026 Operational Risk (C\u0026ORC) – deliver and...

Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Asset Management Compliance Officer (151850BR)

UBS AG. Hong Kong

Are you passionate about working in compliance? Do you relish interacting daily with the business? We are looking for someone like that to: - review KYC and Marketing Materials - perform compliance monitoring and regulatory reporting - prepare compliance and risk reporting to management - monitor changes in regulations and...

Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Compliance Controls Specialist (147639BR)

UBS AG. Hong Kong

Do you have a keen eye for detail? Are you proactive and organized? If so, we're looking for someone like this to: - review preparation including sourcing relevant data, risk assessment and discussion with stakeholders on review scope -focus on controls relating to Pricing, Fraud and Unauthorized trading - execute...

Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Risk and Regulatory Execution - Market Support Team (148679BR)

UBS AG. Hong Kong

- be the primary contact \u0026 coordination point between Markets and Location Business Risk \u0026 Regulatory Management (BR\u0026RM), Competency Centres \u0026 Operations to drive completion of Markets' actions for recurring \u0026 remediation activities - improve supervisory oversight through sharing of consolidated Risk Management information and regulatory updates, etc - co-ordinate...

Sector Asset Management
Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong

Global Markets - Operational Risk Manager #095828 (095828)

Credit Suisse. Hong Kong

Reporting into the Head of Hong Kong Global Market Operational Risk Management (GM ORM) is responsible for helping the bank understand, assess, challenge and mitigate operational risks arising in conjunction with its activities. This role offers significant opportunity to engage the GM business and allow you to continually develop key...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Asia / Pacific, Hong Kong
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