Archive: Risk Officer Jobs In Operational

Morgan Stanley. Charleston

Position Description The Senior Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to both the legacy Morgan Stanley and legacy Smith Barney branches within the Complex... In conjunction with the Complex Manager and other Complex Risk Officers within the Complex, the Senior...

Date posted: 02/10/2011.

Morgan Stanley. (101 Park Ave)

Position Description The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions for either the legacy Morgan Stanley or legacy Smith Barney platform... In conjunction with the Senior Complex Risk Officer, the Complex Risk Officer has accountability for maintaining a control environment through adherence...

Date posted: 02/01/2011.

Morgan Stanley. Pittsburgh

Position Description The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions for either the legacy Morgan Stanley or legacy Smith Barney platform... In conjunction with the Senior Complex Risk Officer, the Complex Risk Officer has accountability for maintaining a control environment through adherence...

Date posted: 03/03/2011.

Morgan Stanley. San Diego

Position Description The Regional Risk Officer is responsible for a wide variety of supervisory, compliance and risk functions related to the Region, Complex, and, where applicable, Associate Offices... The Regional Risk Officer operates independently and keeps the Regional Director informed of significant compliance and risk matters, and must determine when...

Date posted: 02/01/2011.

Union Bank of Switzerland. Kraków

The purpose of this role is to complete a full cycle of data management and file production on behalf of Market Risk Officer’s across several locations... The Team will be responsible for production of Daily Market Risk Control (MRC) Trader Sign off reports, an independent assessment of risk positions of...

Date posted: 02/16/2012.

Morgan Stanley.

 Position Description The successful candidate will be responsible for  identifying, managing and communicating risk mitigation plans mostly for Entitlements part of the organization but will assist with other silo risk issues in as well...   This role will provide support to answer the firm’s regulatory bodies and will  have 3...

Date posted: 05/26/2010.

Morgan Stanley. Sacramento

Skills Required Education and/or Experience •Bachelor’s degree required or equivalent education or experience •Previous industry experience Licenses and Registrations •Active Series 3/31, 7, 8 (or 9 and 10), and 63, 65 (or 66) •Other licenses as required for role or by management Knowledge/Skills •Knowledge of SEC, FINRA and Firm Compliance.

Date posted: 12/28/2010.

Morgan Stanley.

 Position Description Morgan Stanley’s Firm Operational Risk Department’s Oversight Team is seeking a strong candidate for a position overseeing the Firm’s new Environmental Risk Oversight program...   This Vice President level position reports to the Firm’s Global Head of Operational Risk Oversight, which is part of the Firm’s Operational Risk...

Date posted: 06/30/2010.

Morgan Stanley.

 Position Description Morgan Stanley’s Firm Operational Risk Department’s Oversight Team is seeking a strong candidate for a position overseeing the Firm’s new Environmental Risk Oversight program...   This Vice President level position reports to the Firm’s Global Head of Operational Risk Oversight, which is part of the Firm’s Operational Risk...

Date posted: 07/27/2010.

Morgan Stanley.

 Position Description Morgan Stanley’s Firm Operational Risk Department’s Oversight Team is seeking a strong candidate for a position overseeing the Firm’s new Environmental Risk Oversight program...   This Vice President level position reports to the Firm’s Global Head of Operational Risk Oversight, which is part of the Firm’s Operational Risk...

Date posted: 07/06/2010.