Archive: Compliance Officer Jobs In Credit

California Public Employees. Anaheim

INTRODUCTION The Department of Industrial Relations is accepting applications for a promotional examination for the SUPERVISING WORKERS' COMPENSATION COMPLIANCE OFFICER...   SPECIAL NOTE:   The Department is recruiting statewide, however the positions are located in Los Angeles, Oakland and Sacramento ONLY. EEO An equal opportunity employer to all regardless.

Date posted: 08/05/2011.

California Public Employees. Anaheim

INTRODUCTION The Department of Industrial Relations is accepting applications for a promotional examination for the SENIOR WORKERS COMPENSATION COMPLIANCE OFFICER... SPECIAL NOTE:   The Department is recruiting statewide, however the positions are located in Los Angeles, Oakland and Sacramento ONLY. EEO An equal opportunity employer to all regardless of.

Date posted: 08/05/2011.

California Public Employees. Los Angeles Downtown

EEO An equal opportunity employer to all regardless of race, color, creed, national origin, ancestry, sex, marital status, disability, religious or political affiliation, age, or sexual orientation. DRUG FREE STATEMENT It is an objective of the state of California to achieve a drug-free state work place. Any applicant for state.

Date posted: 07/13/2011.

Union Bank of Switzerland. New York

FICC (Fixed Income, Currencies & Commodities) Compliance within the UBS IB Americas Compliance Department is responsible for executing the mission of the UBS IB Compliance Department to the FICC Division throughout Region Americas... The mission includes: • Advice on transactions, compliance policies and procedures, and regulatory developments; • Education on...

Date posted: 02/16/2012.

JP Morgan Chase. Phoenix

Job Description The Credit Risk Specialist (CRS) acts as Credit Risk Management liaison for the Direct Auto business.   The CRS works with the Product General Manager and the Product Credit Executive in credit risk management of the Direct auto portfolio.   The CRS partners with Direct Portfolio Manager to...

Date posted: 03/29/2010.

Morgan Stanley. Portland

Position Description The Senior Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to both the legacy Morgan Stanley and legacy Smith Barney branches within the Complex... In conjunction with the Complex Manager and other Complex Risk Officers within the Complex, the Senior...

Date posted: 12/26/2010.

Morgan Stanley. Portland

Position Description The Senior Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to both the legacy Morgan Stanley and legacy Smith Barney branches within the Complex... In conjunction with the Complex Manager and other Complex Risk Officers within the Complex, the Senior...

Date posted: 09/20/2010.

Morgan Stanley. Sacramento

Position Description The Senior Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to both the legacy Morgan Stanley and legacy Smith Barney branches within the Complex... In conjunction with the Complex Manager and other Complex Risk Officers within the Complex, the Senior...

Date posted: 01/11/2011.

Morgan Stanley. Menlo Park

Position Description The Senior Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to both the legacy Morgan Stanley and legacy Smith Barney branches within the Complex... In conjunction with the Complex Manager and other Complex Risk Officers within the Complex, the Senior...

Date posted: 11/17/2010.

Morgan Stanley. Portland

Position Description The Senior Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to both the legacy Morgan Stanley and legacy Smith Barney branches within the Complex... In conjunction with the Complex Manager and other Complex Risk Officers within the Complex, the Senior...

Date posted: 11/08/2010.