Archive: Compliance Officer Jobs In Capital Markets
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Compliance Officer - Fixed Income (99987915) | 100% |
KeyBank.
About Key Cleveland-based KeyCorp is one of the nation's largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally.
Date posted: 04/04/2012.
| Sector | Capital Markets |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
RBG Compliance Officer - Small Business Lending (34189) | 91% |
Bank of the West. San Ramon
Requirements b> Compliance Officer lll - SME Lending The story of Bank of the West is a rich tale of growth, progress and innovation spanning more than a century... For over 135 years, listening and responding to the needs of our customers and communities has been central to our business.
Date posted: 02/13/2012.
| Sector | Capital Markets |
| Sub Sector | Unspecified |
| Region/Country | Americas, United States |
Compliance Officer - Societe Generale (COSG3589350) | 91% |
Societe Generale. United Kingdom
COMPLIANCE OFFICER - POLICY, TRAINING AND REGISTRATIONS... Main responsibilities Involvement in delivery of items in the annual Compliance Plan, which are relevant to the coverage of the team, in a timely manner... Participation in the identification and analysis of regulatory developments at both local and EU level,.
Date posted: 03/27/2012.
| Sector | Capital Markets |
| Sub Sector | Other |
Senior FIxed Income Compliance Officer (80493BR) | 47% |
Union Bank of Switzerland. New York
FICC (Fixed Income, Currencies & Commodities) Compliance within the UBS IB Americas Compliance Department is responsible for executing the mission of the UBS IB Compliance Department to the FICC Division throughout Region Americas... The mission includes: • Advice on transactions, compliance policies and procedures, and regulatory developments; • Education on...
Date posted: 02/16/2012.
| Sector | Capital Markets |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
LEGAL ADVISOR, I-LA-4/12 (344504195) | 45% |
KPMG. Nicosia
The Role: As a Legal Advisor in our Nicosia offices you will be a member of KPMG's Corporate Advisory Services team providing comprehensive legal support for wide variety of legal issues. More specifically, our Corporate Advisory Services include corporate and commercial, financial services, capital markets, EU competition and Regulatory, Private.
Date posted: 03/29/2012.
| Sector | Capital Markets |
| Sub Sector | Other |
Compliance&Control Analyst IV (99986804) | 39% |
KeyBank. New York area
About Key Cleveland-based KeyCorp is one of the nation's largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally.
Date posted: 03/28/2012.
| Sector | Capital Markets |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Senior Anti-Money Laundering Compliance Officer - Corporate Risk Management & Compliance-607241 (091217-KD-25) | 33% |
PNC. Pittsburgh
Description As an employee of PNC Financial Services Group, you become part of an organization committed to customers, employees, investors, and the communities in which we do business. PNC is an established, growing and successful financial services company, with businesses organized around retail and commercial banking, asset management, and.
Date posted: 12/16/2009.
| Sector | Capital Markets |
| Sub Sector | Financial Exchange |
| Employment Type | Permanent |
| Region/Country | Americas, United States |
Senior Anti-Money Laundering Compliance Officer - Corporate Risk Management & Compliance-607241 (091208-KD-02) | 33% |
PNC. Pittsburgh
Description As an employee of PNC Financial Services Group, you become part of an organization committed to customers, employees, investors, and the communities in which we do business. PNC is an established, growing and successful financial services company, with businesses organized around retail and commercial banking, asset management, and.
Date posted: 12/07/2009.
| Sector | Capital Markets |
| Sub Sector | Financial Exchange |
| Employment Type | Permanent |
| Region/Country | Americas, United States |
Senior Compliance Officer (20111101-01) | 22% |
The Slater Hinman Group. Washington
Need individual with 5-7 years financial compliance experience to provide support and expertise... Will work closely with management to compliance training and culture throughout firm... Will bring together internal guidelines and knowledge of regulatory requirements to vet proposed transactions. Need innovative self-starter who can work under minimal guidance to resolve.
Date posted: 11/01/2011.
| Sector | Capital Markets |
| Sub Sector | Government Sponsored Entity |
| Salary Text | Competitive |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Compliance Officer (35804) | 22% |
Bank of the West. San Francisco
Requirements Bank of the West currently has a compliance opening in our Commercial Banking Group that will assist with ensuring that the assigned Business Lines policies and procedures align with corporate compliance... Assists with the execution and coordination of the compliance function at the Business Line level... Reviews and interprets.
Date posted: 02/13/2012.
| Sector | Capital Markets |
| Sub Sector | Unspecified |
| Region/Country | Americas, United States |
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