Archive: Compliance Officer Jobs In Asset Management

Hongkong and Shanghai Banking Corporation. New York

This role is responsible for collecting, evaluating, and disseminating information and evidence related to known or suspected money laundering and terrorist financing activities based on the AML Compliance Office policies and procedures... The role will establish and maintain effective liaison and communication with law enforcement, International and Domestic business partners.

Date posted: 03/03/2012.

Credit Suisse. Pune

Job Description JOB SPECIFICATION DEPARTMENT: Legal and Compliance JOB TITLE: Compliance Officer – ENO to AVP REPORTS TO: Umesh Damle LOCATION:Pune, India SCOPE: 1... PA Trade coverage for the Asia Pacific region KEY ACCOUNTABILITIES: •Day-to-day tasks of APAC PA Trade such as trade recons, broker/exit letters, policy breach and escalations...

Date posted: 02/12/2012.

Credit Suisse. Pune

Job Description Job Description Compliance Officer - Pune (ENO /Assistant Vice President) Credit Suisse is looking for a compliance officer, based in Pune, to supports its Centre of Excellence (COE)... This role will report to VP Compliance, Pune CoE... Credit Suisse has an established center in Pune to support from.

Date posted: 03/28/2012.

Credit Suisse. Pune

Job Description Job Description Compliance Officer - Pune (ENO /Assistant Vice President) Credit Suisse is looking for a compliance officer, based in Pune, to supports its Centre of Excellence (COE)... This role will report to VP Compliance, Pune CoE... Credit Suisse has an established center in Pune to support from.

Date posted: 02/24/2012.

California Public Employees. Anaheim

INTRODUCTION The Department of Industrial Relations is accepting applications for a promotional examination for the SUPERVISING WORKERS' COMPENSATION COMPLIANCE OFFICER...   SPECIAL NOTE:   The Department is recruiting statewide, however the positions are located in Los Angeles, Oakland and Sacramento ONLY. EEO An equal opportunity employer to all regardless.

Date posted: 08/05/2011.

Bank of the West. San Ramon

Requirements (RBG) Compliance Officer III - Privacy Bank of the West is an institution whose history spans over 130 years, and whose geographical reach extends over 19 states, as well as over 84 countries through our affiliation with BNP Paribas, one of the world’s six strongest banks according to Standard...

Date posted: 02/13/2012.

Hongkong and Shanghai Banking Corporation. Vancouver

Employment Type : Regular - HSBC Investment Funds ( Canada ) Inc. (“HIFC”) is a subsidiary of HSBC Bank Canada that is part of the HSBC Group, one of the world’s largest banking and financial services organizations. - HIFC is registered as a Mutual Fund Dealer in all Provinces in.

Date posted: 04/10/2012.

Wells Fargo. Multiple Locations

Global Financial Institutions (GFI) is a division of Wells Fargo's International Group responsible for providing financial services and innovative solutions to U. S. and International banks, multi-laterals, central banks, and sovereign wealth funds. GFI is divided among four primary geographic regions. In each region, GFI has one or more dedicated...

Date posted: 03/13/2012.

Hongkong and Shanghai Banking Corporation. Toronto

Employment Type : Temporary - Supports the AML Operations function as it relates to HSBC Canada’s enterprise-wide anti-money laundering (AML) and anti-terrorist financing (ATF) function across multiple compliance functions for major business groups within Canada... - Reporting to the AML Director Canada and responsible for assisting in various AML.

Date posted: 02/14/2012.

Hongkong and Shanghai Banking Corporation. Toronto

Employment Type : Temporary - Supports the AML Operations function as it relates to HSBC Canada’s enterprise-wide anti-money laundering (AML) and anti-terrorist financing (ATF) function across multiple compliance functions for major business groups within Canada... - Reporting to the AML Director Canada and responsible for assisting in various AML.

Date posted: 02/14/2012.