Compliance Officer Jobs In Asset Management
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| Search results: 1 - 10 of 16 |
Functional Tester – QA (18483) | 12% |
SunGard. 2 Fir Street
Position Description *In line with the Black Economic Empowerment programme, we will only be considering applications from South African citizens* As part of the creation of a new Portfolio Management product offering, Asset Arena is currently looking for a Functional Tester/QA. The successful candidate will be responsible for testing a.
Date posted: 01/05/2012.
| Sector | Asset Management |
| Sub Sector | Hedge Fund |
| Employment Type | Full Time |
Tax Compliance Officer : 1200000517 (1200000517) | 50% |
Bank of America. HOUSTON
Candidate will support and be a key business advisor to the Merrill Lynch Houston Commodities Business in the areas of Indirect Tax compliance... This will include but may not be limited to Sales & Use Tax, Motor Fuels Tax and Property Tax compliance... Candidate will work in concert with and.
Date posted: 02/09/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Region/Country | Americas, United States |
Business Strategic Manager (Monitoring) (K50FMM-BUSSTRMGR) | 7% |
Bank of China. Hong Kong
Assist Treasury Front Office in monitoring overall risk limit utilization Work closely with Treasury Front Office to continuously improve the dealing room compliance standard Work closely with Compliance team to ensure the business practices are in compliance with regulatory requirements Prepare and analyze profit and loss reports for senior management...
Date posted: 02/08/2012.
| Sector | Asset Management |
| Sub Sector | Unspecified |
| Region/Country | Asia / Pacific, China |
Senior Compliance Manager - Project Manager : 1200006641 (1200006641) | 55% |
Bank of America. Charlotte
Specific Description: Implements and manages compliance programs for one or more business groups... Exercises judgment and influences business managers and peers to ensure enforcement of compliance programs, balancing business strategy with appropriate risk management controls... Contributes to the development, implementation and communication of Corporate Compliance's mission, goals and strategies... May.
Date posted: 02/09/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Region/Country | Americas, United States |
GWIM Registered Operations Team Manager : 1200000283 (1200000283) | 13% |
Bank of America. Pennington
The associate manages a diverse team of 15-20 non-exempt, Series 7&66 registered associates, involving high financial and regulatory risk exposure. The supervisor is responsible for managing a team of Participant Service Representatives who handle between 60-80 inbound calls per day. Job Description and Responsibilities/Additional Information: RBCC Supervisors are responsible for.
Date posted: 02/09/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Region/Country | Americas, United States |
Senior Compliance Manager - Testing Manager : 1200004852 (1200004852) | 100% |
Bank of America. Westlake Village
Specific Description: Implements and manages compliance programs for one or more business groups... Exercises judgment and influences business managers and peers to ensure enforcement of compliance programs, balancing business strategy with appropriate risk management controls... Contributes to the development, implementation and communication of Corporate Compliance's mission, goals and strategies... May.
Date posted: 02/09/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Region/Country | Americas, United States |
Administrative Manager- Kansas City Complex (Leawood, KS) : 1100050763 (1100050763) | 19% |
Bank of America. Leawood
There is an immediate opening for a second Administrative Manager in the Kansas City Complex. The leadership team consists of Director Stephen Pryor, Administrative Manager Richard Kovalchick and the CRM. The parent office is located in Leawood, KS with offices in Wichita, KS, Salina, KS, Kansas City, MO, Springfield, MO,.
Date posted: 02/09/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Region/Country | Americas, United States |
Head of Product Compliance (00059815) | 27% |
Barclays Bank. London
About Barclays Wealth Barclays Wealth is a leading global wealth manager, and the UK's largest, with total client assets of £170bn, as at 30 June 2011. With offices in over 20 countries, Barclays Wealth focuses on private and intermediary clients worldwide, providing international and private banking, investment management, fiduciary services.
Date posted: 02/08/2012.
| Sector | Asset Management |
| Sub Sector | Traditional Asset Manager |
| Region/Country | Europe, UK |
Head of UK&IPB Advisory (00059773) | 53% |
Barclays Bank. London
About Barclays Wealth Barclays Wealth is a leading global wealth manager, and the UK's largest, with total client assets of £170bn, as at 30 June 2011. With offices in over 20 countries, Barclays Wealth focuses on private and intermediary clients worldwide, providing international and private banking, investment management, fiduciary services.
Date posted: 02/08/2012.
| Sector | Asset Management |
| Sub Sector | Traditional Asset Manager |
| Region/Country | Europe, UK |
Data Support Sr Analyst : 1200006032 (1200006032) | 10% |
Bank of America. Charlotte
Specific Responsibilities Support implementation and business-as-usual (BAU) process of Default Validation by providing testing and support as needed. Individual will be responsible for supplying data using advanced data queries and analysis to assist with ensuring accurate default data for the enterprise, providing monthly tracking metrics and evaluating overall integrity of.
Date posted: 02/09/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Region/Country | Americas, United States |
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