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Compliance Officer Jobs In New Jersey

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Search results: 1 - 10 of 14

Consumer & Community Banking - Regulatory Change and Legal Obligation - Compliance Associate (180048445)

100%

JPMorgan Chase. Jersey City

Consumer & Community Banking (CCB) Compliance plays a critical role in the successful execution of the firm's Compliance mission... The Compliance function ensures the development and maintenance of a strong compliance culture by working closely with the business, legal, risk, and audit functions to provide expertise on regulatory compliance matters...

Employment Type Full Time
Region/Country Americas, United States

Senior Associate, Compliance (PCG00073)

90%

Prudential. Newark

Prudential Financial companies serve individual and institutional customers worldwide and include The Prudential Insurance Company of America, one of the largest life insurance companies in the United States. These companies offer a variety of products and services, including life insurance, mutual funds, annuities, pension and retirement-related services and administration, asset.

Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Corporate Compliance – Trade and E-Communications Surveillance Strategy and Development – Associate, Senior Compliance Officer (180054548)

52%

JPMorgan Chase. Jersey City

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2. 5 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. This role is part of...

Employment Type Full Time
Region/Country Americas, United States

Corporate Compliance - Control Room Officer - Vice President (180046439)

52%

JPMorgan Chase. Jersey City

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2. 6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow...

Employment Type Full Time
Region/Country Americas, United States

Corporate Compliance - Institutional Equities Surveillance - Vice President, Compliance Manager (180042879)

52%

JPMorgan Chase. Jersey City

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.

Employment Type Full Time
Region/Country Americas, United States

Global Employee Compliance Associate (180045081)

42%

JPMorgan Chase. Jersey City

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2. 6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow.

Employment Type Full Time
Region/Country Americas, United States

Director, Compliance (Securities Monitoring) (COM00076)

42%

Prudential. Newark

Prudential's Compliance Program provides an independent system of monitoring, testing, oversight, and inspections, designed to prevent and detect violations of laws, rules, regulations, and/or policies... Reporting to the Corporate Compliance Director, t he Securities Monitoring Director, will support leadership in taking the Securities Monitoring Unit to the next level and...

Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Compliance Analyst (PRU000SI)

39%

Prudential. Newark

Compliance Analyst - Prudential Advisors Prudential Advisors (PA) refers to Prudential's retail distribution channel... Prudential's captive agents are licensed insurance agents, appointed to Prudential's US-based life insurers, and referred to as PA's Financial Professionals. PA's Financial Professionals are also registered representatives of Pruco Securities, LLC, Prudential's dually registered broker dealer/investment.

Employment Type Full Time
Region/Country Americas, United States

Assistant Vice President Senior Compliance Officer Control Review (0000A56E)

39%

Hongkong and Shanghai Banking Corporation. Jersey City

Performs periodic testing reviews of the compliance control framework as directed by Regulatory Compliance Monitoring and Testing (RCMAT) management... Assures compliance with internal and external policies and procedures and with laws and regulations applicable to HNAH's banking activities in the U... S. Primary focus on control activities (e. g. ,...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Assistant Vice President Senior Compliance Officer Control Review (0000A56F)

39%

Hongkong and Shanghai Banking Corporation. Jersey City

Performs periodic testing reviews of the compliance control framework as directed by Regulatory Compliance Monitoring and Testing (RCMAT) management... Assures compliance with internal and external policies and procedures and with laws and regulations applicable to HNAH's banking activities in the U... S. Primary focus on control activities (e. g. ,...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States
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