Archive: Compliance Analyst Jobs In New York
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Supervisor, Investment Compliance | 100% |
Franklin Templeton Investments. New York
Franklin Templeton Investments remains a leading global investment management organization for over 60 years thanks to our greatest assets - our employees. With over 8,000 employees working in 30 countries around the world to service over 240 financial products, we offer an exceptional range of diverse career options. Our corporate.
Date posted: 04/12/2012.
| Sector | Asset Management |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Fixed Income Compliance Analyst (102229) | 49% |
BNP Paribas. New York-787 Seventh Avenue
Supporting Fixed Income Compliance Officers in responding to inquiries from the front office, middle office, and regulatory agencies, implementing new rules and regulations, drafting effective policies and procedures, reviewing new business proposals, and training... Providing Support to Fixed Income Compliance Staff Ø Conduct research on specific issues and/or questions from...
Date posted: 05/03/2011.
| Sector | Other |
| Sub Sector | Other |
| Region/Country | Americas, United States |
Senior Compliance Analyst - Legal Group (2025864466) | 49% |
Federal Reserve Bank. New York City
Area Overview The Compliance Function works with business areas of the Bank to identify, assess, monitor and report on the reputational, financial, and legal risks of the Bank's failure to comply with applicable laws, regulations, code of conduct and industry best practices... The Function assists area management in the development.
Date posted: 03/08/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
KYC Regional Quality Control Manager for Western Hemisphere Large Corporates - NY (100059475) | 32% |
JP Morgan Chase. New York
Description Reporting directly to the Treasury Services Global KYC Manager, the KYC Regional Quality Control Manager is responsible for reviewing KYC records within the WHEM Large Corporates (WHEM LC) market segment. The KYC Regional Quality Control Manager has accountability for ensuring that KYC records meet quality standards set.
Date posted: 09/01/2010.
| Sector | Other |
| Sub Sector | Other |
| Employment Type | Permanent |
| Region/Country | Americas, United States |
Compliance&Control Analyst IV (99986804) | 25% |
KeyBank. New York area
About Key Cleveland-based KeyCorp is one of the nation's largest bank-based financial services companies, with assets of approximately $97 billion. Key companies provide investment management, retail and commercial banking, consumer finance, and investment banking products and services to individuals and companies throughout the United States and, for certain businesses, internationally.
Date posted: 03/28/2012.
| Sector | Capital Markets |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
AML Compliance Director - Automated Transaction Monitoring Analyst (110082117) | 23% |
JPMorgan Chase. New York
The Legal and Compliance Department of JPMorgan Chase & Co is responsible for the provision of legal and compliance services to the Corporation... Legal and Compliance is organized by Practice Groups that conform to the organization of the Firm's lines of... The department also includes the Office of the Secretary.
Date posted: 02/14/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
AML Compliance Director - Automated Transacation Monitoring Analyst (100076268) | 23% |
JP Morgan Chase. New York
The Legal and Compliance Department of JPMorgan Chase & Co is responsible for the provision of legal and compliance services to the Corporation... Legal and Compliance is organized by Practice Groups that conform to the organization of the Firm's lines... The department also includes the Office of the...
Date posted: 11/08/2010.
| Sector | Other |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
IT Governance Analyst - Technology Services Group (1407497527) | 15% |
Federal Reserve Bank. New York City
Area Overview: The Governance Function of the Technology Services Group seeks to effectively advance the mission and objectives of the Federal Reserve Bank of New York (Bank) by providing governance structure and oversight of the Bank’s Information Technology (IT) by ensuring transparency, the effective alignment of business, technology and financial.
Date posted: 03/21/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Treasury & Securities Services Business Analyst Program - 2011 (100073858) | 13% |
JP Morgan Chase. New York
As an Analyst in Treasury & Securities Services (TSS), you will have the opportunity to launch your career working with experienced professionals in two divisions of an innovative, leading financial services business: Treasury Services (TS) and Worldwide Securities Services (WSS)... About the Full-time Business Analyst Program You will experience ownership...
Date posted: 11/08/2010.
| Sector | Other |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
GECD Smart Order Router Manager (102148) | 12% |
BNP Paribas. New York-787 Seventh Avenue
BNP Paribas is a European leader in global banking and financial services and one of the six strongest banks in the world according to Standard & Poor's. Present across Europe through all its business lines, the Group has four domestic retail banking markets in France, Italy, Belgium and Luxembourg. It.
Date posted: 05/03/2011.
| Sector | Other |
| Sub Sector | Other |
| Region/Country | Americas, United States |
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