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Compliance Analyst Jobs In New York

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Search results: 1 - 9 of 9

Compliance Practices – Governance & Oversight - Data and Reporting Analyst (170115981)

100%

JPMorgan Chase. New York

Description Global Compliance plays a critical role in the successful execution of the firm's mission... The Compliance function ensures a strong control culture by developing and maintaining program infrastructure that identifies, measures, and monitors compliance with applicable laws, regulations and rules that govern our business globally... Global Compliance Practices is...

Employment Type Full Time
Region/Country Americas, United States

Compliance Operations - Data Management Client List Screening Analyst (170121064)

53%

JPMorgan Chase. Brooklyn

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2. 6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow...

Employment Type Full Time
Region/Country Americas, United States

Compliance Operations-Negative Media, Client List Screening (170102591)

52%

JPMorgan Chase. Brooklyn

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2. 6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow...

Employment Type Full Time
Region/Country Americas, United States

Risk Financial Services Data Project Lead - Multiple Cities - (14785) (14785_2)

28%

Crowe Horwath LLP. New York City

Job Summary We are seeking an experienced Risk Financial Services Data Project Lead. Crowe Horwath ("Crowe") is looking for an ambitious and motivated individual to join its Risk Consulting Financial Services practice to help make the world more honest, transparent, safe, and secure. This person will be responsible for providing.

Sector Consulting
Sub Sector Generalist Consulting
Region/Country Americas, United States

Vice President, Traded Risk Senior Java Developer (00009Y8S)

23%

Hongkong and Shanghai Banking Corporation. New York

Traded Risk Control team is seeking for an experienced software engineer to build a platform for the CCAR Global Market Shock end-to-end production process. The platform will be common to both Market Risk and Traded Credit areas. Role may include working on Market Risk RWA calculation for various financial products.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Vice President Global Banking Compliance (0000A7EX)

10%

Hongkong and Shanghai Banking Corporation. New York

VP Senior Manager Regulatory Compliance Officers aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks to serve as a key subject matter expert for the Global Research area(s)... Provides support to the Global Research business ('business'), by advising and guiding on all compliance related matters, as well...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Global Markets Risk Manager - FICC - Emerging Markets - Latin America (18001701)

6%

Bank of America. New york

Job Description: The Market Risk Manager position requires a thorough understanding of risk management practices, fixed income and currency markets, and knowledge of the sales and trading business. Understanding of the Latin American markets is a plus. The Market Risk Manager would be expected to confidently work with the trading.

Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Liquidity and Capital Risk Sr Analyst - Global Banking & Markets (17081077)

6%

Bank of America. New york

Job Description: Department Purpose: Global Banking and Markets (GBAM) Liquidity and Capital Risk is a team within TCF Risk. It is responsible for providing an independent perspective on the effective utilization of GBAM's Liquidity and Capital resources. This will ensure the Lines of Business (LOBs) adheres to Bank of America's.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Regulatory Change Analyst – ENO-AVP # 106665 (106665)

6%

Credit Suisse. New York

The main duties of the AVP Regulatory Change Analyst will be multi-faceted and include administering an Investment Management platform, performing periodic certifications of entity and investment information, partnering with internal groups relative to regulatory filings and other deliverables, developing business requirements and performing UAT for select platforms, assisting in regulatory...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States
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