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Compliance Analyst Jobs In New York

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Search results: 1 - 3 of 3

BRM – Risk Management and Internal Controls (3111023)

7%

Morgan Stanley. New York

Morgan Stanley Wealth Management provides access to a wide range of wealth management products and services for individuals, businesses and institutions to deliver services and solutions that help build, preserve and manage wealth. These services include brokerage and investment advisory, financial and wealth planning, credit and lending, cash management, annuities.

Sector Asset Management
Sub Sector Insurance
Employment Type Full Time
Region/Country Americas, United States

Alternatives Compliance Analyst (9475)

100%

AllianceBernstein. New York

The Alternatives Compliance Analyst position is a junior to mid-level position at AllianceBernstein... The Analyst's primary responsibility is to conduct surveillance of various compliance policies and procedures, which have been adopted pursuant to Rule 206(4)-7 of the Investment Advisors Act of 1940 (the "Advisors Act), Rule 38a-1 of the Investment...

Region/Country Americas, United States

Analyst - Compliance Program Governance (18002371)

32%

American Express Company. New York

This individual will be responsible for providing support to the Compliance Risk Management Program Governance process, which includes assisting with the management & oversight of Compliance Program: assist in the compliance change management and regulatory compliance training governance processes; annual compliance plan and policies and procedures governance processes; and audits...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States
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