Compliance Specialist Jobs In United States

Capital One. Melville

Compliance Specialist, Commercial Banking-714504 Description Level: Associate The Compliance Specialist performs a support role in Commercial Bank Compliance to help ensure corporate initiatives and departmental processes comply with applicable laws and regulations... The Compliance Specialist works within the Compliance Management Program framework and is responsible for delivering on specific tasks...

Date posted: 04/25/2012.

E*TRADE Financial Corporation. Jersey City

In 1983, the first online trade was placed using early E*TRADE technology. Today, E*TRADE FINANCIAL is a global financial leader, delivering value and innovation to millions of customers in more than 40 countries worldwide. We are looking forhighly energized, dynamic professionals who are ready to join a fast-paced, world leader.

Date posted: 04/20/2012.

T. Rowe Price. Owings Mills

PRIMARY PURPOSE OF THE POSITION The Senior Benefits Specialist's primary responsibility is to coordinate the daily administration of the FINRA registration, fingerprinting, employment authorization, I9 and special termination processes in compliance with state/federal regulations, broker dealer rules and TRP policy, while providing support to the Benefits Team on administration/issues and...

Date posted: 05/23/2012.

Capital One. Wilmington

Compliance Specialist (USA)-713905 Description This role is part of the Compliance and Operational Risk IRS Non-Payroll Information Return Reporting (NpIRR) Horizontal Compliance team... The team is seeking an Associate with familiarity with the use of processes and controls for ensuring regulatory compliance... This position will support enterprise compliance with IRS...

Date posted: 04/18/2012.

Capital One. Wilmington

Compliance Specialist (USA)-713875 Description This role is part of the Compliance and Operational Risk IRS Non-Payroll Information Return Reporting (NpIRR) Horizontal Compliance team... The team is seeking a Senior Associate with prior experience with Compliance Management Processes and the use of processes and controls for ensuring regulatory compliance... Sr. This.

Date posted: 04/18/2012.

Capital One. Plano

Compliance Specialist, Corporate Complaints-715826 Description Level: Associate The Corporate Complaints Team ("CCT"), in Compliance, is recruiting for an Associate to research, resolve and analyze high-risk regulatory complaints... This role involves researching and writing written responses to regulators and customers. In addition to complaint resolution, this role requires detailed analysis of.

Date posted: 04/20/2012.

Capital One. Plano

Principal Compliance Specialist-716941 Description Level: Principal Associate Identifies and assesses privacy-related risks associated with the company's business activities and practices... Promotes a culture of compliance risk management and managed risk taking... Ensures appropriate monitoring is in place to identify process breakdowns, and drives corrective action in accordance with business and.

Date posted: 05/18/2012.

Citi Group. Long Island City

Supervise a team of Compliance professionals covering banking, investment finance/lending, trust, custody and other Bank-related activities reporting directly to the Regional Compliance Director for Citi Private Bank (CPB)North America... Provide specialist support/advice to business/product management/staff to facilitate appropriate and effective compliance with: consumer protection; fair lending; privacy, fiduciary, trust, and...

Date posted: 05/18/2012.

T. Rowe Price. Baltimore

Primary Purpose of the Position Assists in the development, maintenance and/or execution of the investment compliance monitoring program... Performs responsibilities within a specific area of focus, such as monitoring, new account take-on and reporting, and/or rules and data integration. Works with occasional instruction or guidance but performs most tasks without.

Date posted: 05/10/2012.

MasterCard. Purchase

Reporting: The position reports to Business Leader, AML Compliance Position Location: The position is based in Purchase... Primary Objective: The AML program is reasonably designed to protect against the use of the MasterCard payment system for money laundering or terrorist financing activities. The successful candidate will be required to perform.

Date posted: 05/11/2012.