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Compliance Officer Jobs In United States

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Search results: 1 - 10 of 146

Chief Compliance Officer HSI (1173759659)

100%

Hongkong and Shanghai Banking Corporation. New York

The Chief Compliance Officer for the broker dealer is independent and integral to the business lines and support functions... The Chief Compliance Officer is a primary advisor to the HSI businesses on its overall compliance program and the particular rules, policies and procedures that the member adopts... The Chief Compliance...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

AVP Senior Regulatory Compliance Officer (1173759834)

81%

Hongkong and Shanghai Banking Corporation. Mettawa

AVP Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and provide compliance support to the first and second lines of defense across HNAH relative to assigned regulation(s), regulatory requirements and/or compliance risks... Identifies any possible compliance deficiencies related to assigned regulation(s),...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

VP Senior Compliance Risk Assess Officer RC (1173752150)

74%

Hongkong and Shanghai Banking Corporation. New York

Assists the Director of General Compliance Risk Assessments in overseeing and administering the Compliance Detailed Self-Assessment (CDSA)... Ensures that accurate identification and measurement of the level of risk is fundamental to implementing a risk based program and managing the bank's risk exposure. Impact on the Business Provides guidance, standards, and.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Reg W-Assistant Vice President Manager Regulatory Compliance (1173762308)

66%

Hongkong and Shanghai Banking Corporation. New York

AVP Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and provide compliance support and may provide advice and guidance to the first and second lines of defense across HNAH relative to assigned regulation(s), regulatory requirements, and/or compliance risks... In most cases,.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Senior Analyst Independent Model Review (1173751585)

57%

Hongkong and Shanghai Banking Corporation. Mettawa

Conduct & support the validation and independent review of Risk models, Economic capital models, Stress testing models, AML models, RWA calculator, Risk Strategy models and Broker dealer reporting framework in accordance with the internal & external/regulatory guidelines. Maintain sufficient independence from the development, implementation and management of the risk and.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Relationship Manager - Business Banking (1173755860)

57%

Hongkong and Shanghai Banking Corporation. Glen Oaks

SMEs play a significant role in driving the economic health of most markets around the world and represent the vast majority of businesses in any economy. As the world continues to become more connected, SMEs will increasingly become international and we know that international customers are more profitable and that.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Senior Relationship Manager - Business Banking (1173757722)

57%

Hongkong and Shanghai Banking Corporation. Miami

SMEs play a significant role in driving the economic health of most markets around the world and represent the vast majority of businesses in any economy. As the world continues to become more connected, SMEs will increasingly become international and we know that international customers are more profitable and that.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Business Banking Credit Manager (1173757038)

57%

Hongkong and Shanghai Banking Corporation. Reston

SMEs play a significant role in driving the economic health of most markets around the world and represent the vast majority of businesses in any economy. As the world continues to become more connected, SMEs will increasingly become international and we know that international customers are more profitable and that.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Co-Head Internal Investigation Financial Crime (1173758418)

57%

Hongkong and Shanghai Banking Corporation. New York

The Role Holder will support the Head of Global Standards Assurance in ensuring that HSBC has a top tier and comprehensive internal investigations framework in place across the bank and that they are applied consistently. They will be directly accountable for and oversee the global unit responsible for conducting internal.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Business Unit Communications Lead - CMB (1173750960)

57%

Hongkong and Shanghai Banking Corporation. New York

Responsible for employee and external communications for Commercial Banking (CMB) in the U. S. and a member of the core U. S. Communications leadership team. The role drives the business reputation and positioning in the U. S. , delivering an integrated U. S. Business Unit Communications Strategy. The communications strategy...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States
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