Candidate registration
Employer registration
Forgot password
Sign in
Candidate registration
Sign in
Candidate registration
Sign in
Employer registration

Compliance Officer Jobs In United States

Search results as RSS
Sign in
Candidate registration

Create job alert using this search criteria

Search results: 1 - 10 of 354

Vice President Senior Compliance Risk Assessment Officer RC (1173781623)

100%

Hongkong and Shanghai Banking Corporation. New York

Role Purpose Assists the Director of General Compliance Risk Assessments in overseeing and administering the Compliance Detailed Self-Assessment (CDSA)... Ensures that accurate identification and measurement of the level of risk is fundamental to implementing a risk based program and managing the bank's risk exposure. Impact on the Business Provides guidance,.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Compliance Officer - A&Q Hedge Fund Solutions (113004)

86%

UBS AG. Stamford

UBS' preeminent hedge fund of Fund Solution provider, UBS A&Q Hedge Fund Solutions ("A&Q") is seeking a Compliance Officer who will report directly to the Chief Compliance Officer... The position is based in Stamford, CT, with the ability to work from our New York City office on a periodic basis.

Sub Sector Hedge Fund
Employment Type Full Time
Region/Country Americas, United States

AVP Senior Compliance Risk Assessment Officer RC (1173781563)

82%

Hongkong and Shanghai Banking Corporation. New York

The HSBC North America Holdings (HNAH) Compliance function maintains the Compliance Detailed Self-Assessment (CDSA) program to identify, measure, and monitor compliance risks for each assessable unit across the firm to drive risk mitigation action plans, inform monitoring and testing, as well as feed the Enterprise-wide Risk Assessment (ERA) and individual...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

VP AML Compliance Officer - Retail Brokerage (1173842816)

78%

Hongkong and Shanghai Banking Corporation. New York

The VP AML Compliance Officer role supports the lines of business within an assigned region in discharging its Know Your Customer Program responsibilities... Each region consists of specific lines of business, geographically disbursed locations, domestic or global product and customer complexities, and operational processes. The position helps to mitigate AML.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Head of Traded Risk Canada (1173815191)

77%

Hongkong and Shanghai Banking Corporation. Toronto

Employment Type: Regular To build and lead the market risk management function for HSBC Bank Canada independent of the front office by implementing industry best practices commensurate to the size and risk profile of the organization aligned with Group risk management philosophy. The market risk management team will be responsible.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Business Risk Control Management Manager (1173791174)

77%

Hongkong and Shanghai Banking Corporation. New York

The role holder is expected to facilitate the maintenance of an effective operational risk and control environment via the execution of the Risk and Control Assessment (RCA) process, provide inputs for identification of Top & Emerging risks, undertake and report on Internal Control reviews to test adequacy of controls using.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Senior PCM Sales Manager - Business Banking (1173791541)

77%

Hongkong and Shanghai Banking Corporation. Washington

To maintain and enhance existing revenue streams and develop new revenue streams by identifying and selling innovative Payments and Cash Management (PCM) solutions to a defined portfolio of clients thus maximizing commercial profitability and relationship depth. This will include contributing to the pricing, reviewing and negotiating the full range of.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Senior Sales Manager - Business Banking (1173784323)

77%

Hongkong and Shanghai Banking Corporation. San Francisco

To maintain and enhance existing revenue streams and develop new revenue streams by identifying and selling innovative Payments and Cash Management (PCM) solutions to a defined portfolio of clients thus maximizing commercial profitability and relationship depth. This will include contributing to the pricing, reviewing and negotiating the full range of.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

AVP Business Manager - Regional (1173789309)

77%

Hongkong and Shanghai Banking Corporation. New York

Supporting the Global Head of PCM Business Management, the role has a broad regional remit covering aspects of business analytics, business planning, project delivery tracking and business performance management. Responsible for performance management, including, but not limited to:- Driving performance management, cost management and sales metrics management across PCM regionally.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Product Analyst (1173789312)

77%

Hongkong and Shanghai Banking Corporation. New York

The proposed role covers PCM cash management products. The reporting line is to the Head of Global Payments & Cash Management. The incumbent will work closely with the e-channel product executive to prioritize PCM channel investments and work closely with regional product executives to execute and commercialize product strategy. In.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States
Results:

1 - 10  |  11 - 20  |  21 - 30  |  31 - 40  |  41 - 50

 Next pages


View archived jobs

Featured jobs

 

Featured employers

 

Popular Countries: United States | Americas | Switzerland | Canada | Hong Kong | United Arab Emirates | South Africa | Italy | Australia | New Zealand
Popular States: New Jersey | New York | Ontario | Arkansas | California | Connecticut | Florida | View Other Popular States
Popular Risk Types: Risk Jobs | Risk Management Jobs | Enterprise Jobs | Market Jobs | Energy Jobs | Credit Jobs | Regulatory/Compliance Jobs

Resumes by Job Titles: Compliance Analyst | Risk Analyst | Quantitative Analyst | Risk Manager | Risk Management Consultant | Risk Officer | View Other Resumes

 

Home    About us    Job search    Employer area    Contact us    Terms & conditions    Privacy policy    Risk Recruiter   
. Copyright © JobBoardMount.com Job Board 2012 | Powered by JobMount Job Board Software |