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Compliance Officer Jobs In United States

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Search results: 1 - 10 of 383

Regional Head of Business Finance (1173790112)

100%

Hongkong and Shanghai Banking Corporation. New York

Role Purpose (overall high level summary of the role) This is a key business finance leadership role that is focused on business partnering, supporting and driving business performance. This role is a critical member of the North America CMB executive committee, providing finance stewardship, controllership governance and oversight and contributing.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Head of Business Management (1173787183)

100%

Hongkong and Shanghai Banking Corporation. New York

Role Purpose ( overall high level summary of the role ) Reporting to the Country Head of Corporate Banking, the roleholder is responsible for developing and implementing Corporate Banking strategies, managing regional compliance and operational risk issues, managing and overseeing the delivery of all functions' SLAs, business risk control management...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Compliance Officer, GAM (106730)

82%

UBS AG. New York

The Compliance Officer assists the Deputy CCO and the CCO with overseeing all regulatory compliance for the traditional business of UBS Global Asset Management ("UBSAM") business in the Americas... The Compliance Officer coordinates with the CCO regarding the planning, risk assessment and reviews needed for the annual compliance report in...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Senior Compliance Officer - Chief Privacy Officer - Global Initiatives & Projects (174888677)

81%

Citi Group. Long Island City

The Chief Privacy Compliance Officer for Global Initiatives & Projects reports to the Global Chief Privacy Officer and supports the development of a global data protection governance framework related to global regulatory initiatives (e... g. AML, FATCA, other business initiatives) and adherence to Citi's data protection policies and procedures and...

Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Anti Money Laundering Compliance Officer (1173790217)

70%

Hongkong and Shanghai Banking Corporation. Buffalo

Supports the SVP AML Compliance Officer, VP AML Compliance Officer, and AVP AML Compliance Officer in an assigned line of business in discharging the business line's Know Your Customer (KYC) Program responsibilities... The position helps to mitigate AML and OFAC risks through execution of the AML Compliance customer onboarding review/approval...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

VP Senior Manager Regulatory Compliance (1173801707)

67%

Hongkong and Shanghai Banking Corporation. New York

Job Grade: GCB4 VP Senior Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and serve as a key subject matter expert for assigned area(s)... They provide compliance support, advice, and guidance to the first and second lines of defense across HNAH...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Senior Lead Business Analyst - Dodd Frank (1173803540)

66%

Hongkong and Shanghai Banking Corporation. New York

Senior Lead Business Analysts are responsible for significant business/product decisions. Roles at this level require significant technical and industry experience / expertise. Jobholders are expected to be subject matter experts in multiple or specific streams, business areas or products. Senior Lead Business Analysts supervise day-to-day work of less experienced staff,.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Head of Traded Risk Canada (1173815191)

66%

Hongkong and Shanghai Banking Corporation. Toronto

Employment Type: Regular To build and lead the market risk management function for HSBC Bank Canada independent of the front office by implementing industry best practices commensurate to the size and risk profile of the organization aligned with Group risk management philosophy. The market risk management team will be responsible.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

VP Business Banking Relationship Manager (1173802587)

66%

Hongkong and Shanghai Banking Corporation. Washington

SMEs play a significant role in driving the economic health of most markets around the world and represent the vast majority of businesses in any economy. As the world continues to become more connected, SMEs will increasingly become international and we know that international customers are more profitable and that.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Regional Head Business Implementation North America (1173798675)

66%

Hongkong and Shanghai Banking Corporation. Buffalo

The role holder is responsible for providing leadership for the team and turning revenue opportunities brought by PCM Sales, RM's and Client Service Officers into realized revenue... This position leads the end-to-end customer implementation function for Payments and Cash Management (PCM), ensuring proper staffing, policies, procedures and work tools are.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States
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