Candidate registration
Employer registration
Forgot password
Sign in
Candidate registration
Sign in
Candidate registration
Sign in
Employer registration

Compliance Officer Jobs In United States

Search results as RSS
Sign in
Candidate registration

Create job alert using this search criteria

Search results: 1 - 10 of 203

VP Senior Manager Local Compliance Officer - Swap Dealer - Policies and Procedures (0000821G)

100%

Hongkong and Shanghai Banking Corporation. New York

AVP Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and provide compliance support and may provide advice and guidance to the first and second lines of defense across HNAH relative to assigned regulation(s), regulatory requirements, and/or compliance risks... In most cases,.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

AVP Senior Compliance Officer - US Sanctions (0000828C)

95%

Hongkong and Shanghai Banking Corporation. New Castle

Manages assigned specialized compliance functions and/or operations for financial services business groups of the largest and most complex nature... Manages and participates in the provision of investigative due diligence for potential and existing customers and parties involved in various transactions to identify suspicious activity, structuring, etc. Provides investigative support for.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

AVP Manager Regulatory Compliance - FRBC (00007VAI)

92%

Hongkong and Shanghai Banking Corporation. Depew

AVP Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and provide compliance support and may provide advice and guidance to the first and second lines of defense across HNAH relative to assigned regulation(s), regulatory requirements, and/or compliance risks... In most cases,.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Director, Regulatory Compliance Assurance - Securities (00007GKT)

88%

Hongkong and Shanghai Banking Corporation. New York

Responsible for leading periodic functional reviews of assigned areas within the Second Line of Defense Compliance teams, U... S. , in accordance with a continuous risk based methodology and in support of the Global Assurance operating model. Uses technical expertise and experience to contribute to reviews of assigned areas. Develops...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Senior Vice President, Head of Equities Compliance (00007GKS)

77%

Hongkong and Shanghai Banking Corporation. New York

Serves as the lead or a key Local Compliance Officer (LCO) for an assigned business line, global function or HSBC Technical Services (HTS)... Provides regulatory compliance expertise and guidance in an advisory capacity to senior management in support of strategic initiatives and management of compliance risk... Develops and maintains appropriate.

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

VP Regulatory Compliance - Executive Office (00007XMU)

75%

Hongkong and Shanghai Banking Corporation. New York

VP Senior Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and serve as a key subject matter expert for assigned area(s)... They provide compliance support, advice, and guidance to the first and second lines of defense across HNAH relative to assigned...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Compliance Analyst (003014)

72%

Morningstar, Inc..

The Group: Morningstar Credit Ratings, LLC Compliance The Role: The position: assists the firm's designated compliance officer in the NYC or Horsham office... Responsibilities: Responsible for assisting the firm's designated compliance officer in his administration of the firm's compliance program... Expected to travel to and temporarily work out of the.

Region/Country Americas, United States

VP Senior Manager Local Compliance Officer - Swap Dealer - Advisory (0000821I)

71%

Hongkong and Shanghai Banking Corporation. New York

As a member of the CCO's Swap Dealer Compliance team, this individual will have primary responsibility for advising business and support functions (i... Responsibilities will also include the following: Enhancing the swap dealer compliance program; Revising policies and procedures; Developing training material; Monitoring compliance... e. , Risk, Operastions) on swap...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Senior Compliance Project Manager (00007IDC)

70%

Hongkong and Shanghai Banking Corporation. Arlington Heights

Global Change Delivery Senior Project Managers plan, mobilize and direct projects of high complexity and scale from inception to closure. They are responsible for the end to end planning and delivery of one or more projects proactively balancing scope, schedule, budget, risks, team, outcomes and benefits. Projects can be standalone.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Vice President Financial Advisor (130340373)

70%

Network. Philadelphia

Client facing role managing HSBC Securities (USA) Inc. (HSI) investment clients where professionalism, client focus and a broad understanding of the fundamentals of wealth planning are critical to the success of the business. The role holder has a responsibility to acquire, provide advice to, and retain a portfolio of non-premier.

Sector Other
Sub Sector Government Sponsored Entity
Employment Type Contract
Region/Country Americas, United States
Results:

1 - 10  |  11 - 20  |  21 - 30  |  31 - 40  |  41 - 50

 Next pages


View archived jobs

Popular Countries: UK | United States | Ireland | Italy | Russia | India | Indonesia | Japan | United Arab Emirates | New Zealand
Popular States: Georgia | Hawaii | Iowa | Minnesota | Missouri | Nebraska | New York | View Other Popular States
Popular Risk Types: Risk Jobs | Risk Management Jobs | Regulatory/Compliance Jobs | Credit Jobs | Operational Jobs | Enterprise Jobs | Academic Jobs

Resumes by Job Titles: Compliance Analyst | Risk Analyst | Quantitative Analyst | Risk Manager | Risk Management Consultant | Risk Officer | View Other Resumes

 

Home    About us    Job search    Employer area    Contact us    Terms & conditions    Privacy policy    Risk Recruiter   
. Copyright © JobBoardMount.com Job Board 2012 | Powered by JobMount Job Board Software |