Candidate registration
Employer registration
Forgot password
Sign in
Candidate registration
Sign in
Candidate registration
Sign in
Employer registration

Compliance Officer Jobs In United States

Search results as RSS
Sign in
Candidate registration

Create job alert using this search criteria

Search results: 1 - 10 of 109

Manager Pension Risk Governance (00009OTQ)

42%

Hongkong and Shanghai Banking Corporation. Buffalo

Provide support to the US Head of Pension Risk, US Pension Risk Steward, US CRO and Global Head of Pension Risk in the shaping and stewardship of the pension risk management infrastructure of North America Holdings Inc. (HNAH), to support effective risk and capital management of pension risk, by establishing.

Sector Asset Management
Sub Sector Risk & Performance / Pension
Employment Type Full Time
Region/Country Americas, United States

AVP Swap Dealer Compliance (00009X4H)

69%

Hongkong and Shanghai Banking Corporation. New York

AVP Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and provide compliance support to the first and second lines of defense across HNAH relative to assigned regulation(s), regulatory requirements and/or compliance risks... Identifies any possible compliance deficiencies related to assigned regulation(s),...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Retirement Products & Services Compliance Officer (25254)

69%

T. Rowe Price. Owings Mills

Our mission as a leading investment management firm is to help our clients achieve their long-termfinancial goals. We believe our associates are the key to this mission and we arealways looking fortalented individuals who share our commitment to our clients success. If youre looking for challenging work experiences and the.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Asset & Wealth Management – Alternative Investments Compliance Manager – Vice President (170073704)

45%

JPMorgan Chase. New York

JP Morgan Chase JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average,.

Employment Type Full Time
Region/Country Americas, United States

Assistant Vice President Independent Risk Review (00009XBF)

43%

Hongkong and Shanghai Banking Corporation. Jersey City

Conduct the validation and independent review of Risk models, Economic capital models, Stress testing models, AML models, RWA calculator, Risk Strategy models and Broker dealer reporting framework in accordance with the internal & external/regulatory guidelines. Maintain sufficient independence from the development, implementation and management of the risk and capital tools/.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

EAC Compliance Manager (17046001)

43%

Bank of America. New york

Job Description: The Enterprise Area of Coverage ("EAC") Compliance Manager is a subject matter expert responsible for contributing to the independent compliance oversight of Front Line Unit ("FLU") and Control Function ("CF") performance and any related third party/vendor relationships by engaging with the compliance officer teams for the FLUs/CFs to...

Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Compliance Manager (17072665)

52%

Bank of America. Wilmington

Job Description: The Compliance Manager is responsible for engaging in activities to contribute to the independent compliance oversight of Front Line Unit (FLU) and Control Function (CF) performance and any related third party/vendor relationships in alignment with the Compliance Risk Management (CRM) Program and the Global Compliance Enterprise Policy (GC...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Assistant Vice President Independent Risk Review (00009SKA)

43%

Hongkong and Shanghai Banking Corporation. Arlington Heights

Conduct the validation and independent review of Risk models, Economic capital models, Stress testing models, AML models, RWA calculator, Risk Strategy models and Broker dealer reporting framework in accordance with the internal & external/regulatory guidelines. Maintain sufficient independence from the development, implementation and management of the risk and capital tools/.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Business Risk & Control Management (00009ZGE)

43%

Hongkong and Shanghai Banking Corporation. New York

Business Risk & Control Management (BRCM) promotes, supports and ensures the Business/Function Management owns its risk and controls as the first line of defense to Operational Risk Compliance, Fiduciary, Legal, Information, Accounting, Tax, External Fraud, Internal Fraud, People, Political, Physical, Business Continuity, Systems, Operations, Project, ensuring that all key risks...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Assistant Vice President Senior Regulatory Compliance Officer - Trade Surveillance (Foreign Exchange or Futures) (0000A1W1)

100%

Hongkong and Shanghai Banking Corporation. New York

The individual will be part of the overall Capital Markets Surveillance program within the US. Market Surveillance develops, maintains and conducts surveillance reviews relating to potential market abuse and market conduct issues. This individual will mainly be responsible for either FX and derivatives or Futures related surveillance, but not limited.

Sector Capital Markets
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States
Results:

1 - 10  |  11 - 20  |  21 - 30  |  31 - 40  |  41 - 50

 Next pages


View archived jobs

Popular Countries: United States | UK | Denmark | Poland | Sweden | Japan | Israel | South Africa | Australia | Any
Popular States: Virginia | Colorado | Illinois | Louisiana | Massachusetts | New York | Pennsylvania | View Other Popular States
Popular Risk Types: Risk Jobs | Risk Management Jobs | Market Jobs | Credit Jobs | Operational Jobs | Regulatory/Compliance Jobs | Academic Jobs

Resumes by Job Titles: Compliance Analyst | Risk Analyst | Quantitative Analyst | Risk Manager | Risk Management Consultant | Risk Officer | View Other Resumes

 

Home    About us    Job search    Employer area    Contact us    Terms & conditions    Privacy policy    Risk Recruiter   
Copyright © 2017 Global Risk Jobs | Powered by JobMount Job Board Software |  Job Wrapping