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Compliance Officer Jobs In United States

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Search results: 1 - 10 of 148

Head of Regulatory Compliance Commercial Banking (00008LJY)

74%

Hongkong and Shanghai Banking Corporation. Toronto

Employment Type: Regular Reporting to the Head of RC Canada, the Head of Regulatory Compliance, Commercial Banking (Head of RC CMB) has strategic oversight for leading the implementation and management of all aspects of Regulatory Compliance for Commercial Banking... This includes impact analysis of regulatory changes, driving coordination and execution.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Global Liquidity & Cash Management Senior Account Manager (00008IHX)

74%

Hongkong and Shanghai Banking Corporation. Buffalo

This position will manage a portfolio of PCM client relationships and serve as the primary point of contact for the highest value PCM relationships (Tier 1&2) both domestically and globally. They will also be the designated Global Client Account Manager for the Key Account Management program (KAM) managing highly profitable.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

VP Senior Manager Local Compliance Officer Swap Dealer - Advisory (000083NT)

75%

Hongkong and Shanghai Banking Corporation. New York

As a member of the CCO's Swap Dealer Compliance team, this individual will have primary responsibility for advising business and support functions (i... Responsibilities will also include the following: Enhancing the swap dealer compliance program; Revising policies and procedures; Developing training material; Monitoring compliance... e. , Risk, Operastions) on swap...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

VP Senior Manager Local Compliance Officer - Swap Dealer - Advisory (0000898Y)

75%

Hongkong and Shanghai Banking Corporation. New York

As a member of the CCO's Swap Dealer Compliance team, this individual will have primary responsibility for advising business and support functions (i... Responsibilities will also include the following: Enhancing the swap dealer compliance program; Revising policies and procedures; Developing training material; Monitoring compliance... e. , Risk, Operations) on swap...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Vice President Senior Manager- Regulatory Compliance (00008P1R)

74%

Hongkong and Shanghai Banking Corporation. New York

VP Senior Manager Regulatory Compliance Officers are aligned by regulation(s), regulatory requirements, and/or a particular set of compliance risks and serve as a key subject matter expert for assigned area(s)... They provide compliance support, advice, and guidance to the first and second lines of defense across HNAH relative to assigned...

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Global Liquidity and Cash Management Senior Manager (00008MEF)

74%

Hongkong and Shanghai Banking Corporation. Chicago

This position will manage a portfolio of PCM client relationships and serve as the primary point of contact for the highest value PCM relationships (Tier 1&2) both domestically and globally. They will also be the designated Global Client Account Manager for the Key Account Management program (KAM) managing highly profitable.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Senior Vice President, Head of Equities Compliance (00007GKS)

81%

Hongkong and Shanghai Banking Corporation. New York

Serves as the lead or a key Local Compliance Officer (LCO) for an assigned business line, global function or HSBC Technical Services (HTS)... Provides regulatory compliance expertise and guidance in an advisory capacity to senior management in support of strategic initiatives and management of compliance risk... Develops and maintains appropriate.

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

VP Senior Manager Local Compliance Officer - Swap Dealer - Advisory (000088R7)

75%

Hongkong and Shanghai Banking Corporation. New York

As a member of the CCO's Swap Dealer Compliance team, this individual will have primary responsibility for advising business and support functions (i... Responsibilities will also include the following: Enhancing the swap dealer compliance program; Revising policies and procedures; Developing training material; Monitoring compliance... e. , Risk, Operations) on swap...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

AVP Senior Compliance Risk Assessment Officer, Regulatory Compliance (00008NR3)

100%

Hongkong and Shanghai Banking Corporation. Buffalo

Assists the Director of General Compliance Risk Assessments in overseeing and administering the Compliance Detailed Self-Assessment (CDSA)... Ensures that accurate identification and measurement of the level of risk is fundamental to implementing a risk based program and managing the bank's risk exposure. Provides guidance, standards, and tools to assist the.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Country Head of Client Management - Global Liquidity & Cash Management (000089SW)

74%

Hongkong and Shanghai Banking Corporation. Toronto

Employment Type: Regular Principally responsible for direct development and implementation of a high quality, risk aware client management culture to deliver superior post-sales support to Global Banking and Markets and Commercial Banking (CMB) clients, across a full range of Payments and Cash Management products that is consistent throughout HSBC regions.

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States
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