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Compliance Officer Jobs In United States

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Search results: 1 - 10 of 191

Global Liquidity & Cash Management Senior Account Manager (00008IHX)

91%

Hongkong and Shanghai Banking Corporation. Buffalo

This position will manage a portfolio of PCM client relationships and serve as the primary point of contact for the highest value PCM relationships (Tier 1&2) both domestically and globally. They will also be the designated Global Client Account Manager for the Key Account Management program (KAM) managing highly profitable.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Global Liquidity and Cash Management Product Manager (00008K2O)

91%

Hongkong and Shanghai Banking Corporation. Buffalo

The proposed role covers PCM cash management products. The reporting line is to the Head of Global Payments & Cash Management. The incumbent will work closely with the e-channel product executive to prioritize PCM channel investments and work closely with regional product executives to execute and commercialize product strategy. In.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

VP Senior Manager Local Compliance Officer Swap Dealer - Advisory (000083NT)

92%

Hongkong and Shanghai Banking Corporation. New York

As a member of the CCO's Swap Dealer Compliance team, this individual will have primary responsibility for advising business and support functions (i... Responsibilities will also include the following: Enhancing the swap dealer compliance program; Revising policies and procedures; Developing training material; Monitoring compliance... e. , Risk, Operastions) on swap...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

VP Senior Manager Local Compliance Officer - Swap Dealer - Advisory (0000898Y)

92%

Hongkong and Shanghai Banking Corporation. New York

As a member of the CCO's Swap Dealer Compliance team, this individual will have primary responsibility for advising business and support functions (i... Responsibilities will also include the following: Enhancing the swap dealer compliance program; Revising policies and procedures; Developing training material; Monitoring compliance... e. , Risk, Operations) on swap...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Global Liquidity & Cash Management Client Management Manager (00008RD7)

91%

Hongkong and Shanghai Banking Corporation. Buffalo

The role holder is responsible for turning revenue opportunities brought by PCM Sales, RM's and Client Service Officers into realized revenue... This position manages the end-to-end customer implementation function for Payments and Cash Management (PCM), ensuring proper staffing, policies, procedures and work tools are in place to support the function.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Senior Vice President, Head of Equities Compliance (00007GKS)

100%

Hongkong and Shanghai Banking Corporation. New York

Serves as the lead or a key Local Compliance Officer (LCO) for an assigned business line, global function or HSBC Technical Services (HTS)... Provides regulatory compliance expertise and guidance in an advisory capacity to senior management in support of strategic initiatives and management of compliance risk... Develops and maintains appropriate.

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Global Liquidity and Cash Management Client Management Manager (00008RNW)

91%

Hongkong and Shanghai Banking Corporation. Buffalo

The role holder is responsible for turning revenue opportunities brought by PCM Sales, RM's and Client Service Officers into realized revenue... This position manages the end-to-end customer implementation function for Payments and Cash Management (PCM), ensuring proper staffing, policies, procedures and work tools are in place to support the function.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

VP Senior Manager Local Compliance Officer - Swap Dealer - Advisory (000088R7)

92%

Hongkong and Shanghai Banking Corporation. New York

As a member of the CCO's Swap Dealer Compliance team, this individual will have primary responsibility for advising business and support functions (i... Responsibilities will also include the following: Enhancing the swap dealer compliance program; Revising policies and procedures; Developing training material; Monitoring compliance... e. , Risk, Operations) on swap...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States

Global Liquidity and Cash Management Client Management Manager (00008ROA)

91%

Hongkong and Shanghai Banking Corporation. Chicago

The role holder is responsible for turning revenue opportunities brought by PCM Sales, RM's and Client Service Officers into realized revenue... This position manages the end-to-end customer implementation function for Payments and Cash Management (PCM), ensuring proper staffing, policies, procedures and work tools are in place to support the function.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

VP Senior Manager Local Compliance Officer - Swap Dealer - Advisory (0000821I)

92%

Hongkong and Shanghai Banking Corporation. New York

As a member of the CCO's Swap Dealer Compliance team, this individual will have primary responsibility for advising business and support functions (i... Responsibilities will also include the following: Enhancing the swap dealer compliance program; Revising policies and procedures; Developing training material; Monitoring compliance... e. , Risk, Operastions) on swap...

Sector Asset Management
Sub Sector Non-Financial Corporate
Employment Type Full Time
Region/Country Americas, United States
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