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Compliance Officer Jobs In United States

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Search results: 1 - 10 of 319

Head of Business Finance RBWM (1173791415)

100%

Hongkong and Shanghai Banking Corporation. Vancouver

Employment Type: Regular This is a key business finance leadership role that is focused on business partnering, supporting and driving business performance. This role is a critical member of the RBWM executive committee, providing finance stewardship, controllership governance and oversight and contributing to the formation of business strategy. Key roles.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Senior Compliance Manager RMA (1173779826)

75%

Hongkong and Shanghai Banking Corporation. New York

Manages a team that monitors, assesses, and communicates with the SMEs/LCOs new and amended local, state, and federal regulations, legislation, and relevant court rulings, which impact assigned business area or regulatory topic area. Assists the SVP, Head of RMA to ensure effective and timely completion of the RMA process to.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Compliance Officer - A&Q Hedge Fund Solutions (113004)

74%

UBS AG. Stamford

UBS' preeminent hedge fund of Fund Solution provider, UBS A&Q Hedge Fund Solutions ("A&Q") is seeking a Compliance Officer who will report directly to the Chief Compliance Officer... The position is based in Stamford, CT, with the ability to work from our New York City office on a periodic basis.

Sector Asset Management
Sub Sector Hedge Fund
Employment Type Full Time
Region/Country Americas, United States

Regional Head of Trade Middle Office North America - Global Trade & Receivables Finance (1173799230)

67%

Hongkong and Shanghai Banking Corporation. New York

Trade is a core product for the Group across various customer segments, including GBM, CMB, and Private Banking. To take overall strategic responsibility for the management and delivery of operational service for enabling the growth of the Trade business and to achieve maximum net profitability for the Bank. The jobholder.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Senior Lead Business Analyst - Dodd Frank (1173803540)

67%

Hongkong and Shanghai Banking Corporation. New York

Senior Lead Business Analysts are responsible for significant business/product decisions. Roles at this level require significant technical and industry experience / expertise. Jobholders are expected to be subject matter experts in multiple or specific streams, business areas or products. Senior Lead Business Analysts supervise day-to-day work of less experienced staff,.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Product Analyst (1173789312)

67%

Hongkong and Shanghai Banking Corporation. New York

The proposed role covers PCM cash management products. The reporting line is to the Head of Global Payments & Cash Management. The incumbent will work closely with the e-channel product executive to prioritize PCM channel investments and work closely with regional product executives to execute and commercialize product strategy. In.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Foreign Currency Payments Analyst (1173790331)

67%

Hongkong and Shanghai Banking Corporation. New York

The proposed role covers PCM cash management products. The reporting line is to the Head of Global Payments & Cash Management. The incumbent will work closely with the e-channel product executive to prioritize PCM channel investments and work closely with regional product executives to execute and commercialize product strategy. In.

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Business Banking Manager (1173780046)

67%

Hongkong and Shanghai Banking Corporation. San Francisco

Role Purpose: SMEs play a significant role in driving the economic health of most markets around the world and represent the vast majority of businesses in any economy. As the world continues to become more connected, SMEs will increasingly become international and we know that international customers are more profitable.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Business Banking Mgr - Central (1173790518)

67%

Hongkong and Shanghai Banking Corporation. New York

SMEs play a significant role in driving the economic health of most markets around the world and represent the vast majority of businesses in any economy. As the world continues to become more connected, SMEs will increasingly become international and we know that international customers are more profitable and that.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States

Business Support Analyst (1173779607)

67%

Hongkong and Shanghai Banking Corporation. New York

SMEs play a significant role in driving the economic health of most markets around the world and represent the vast majority of businesses in any economy. As the world continues to become more connected, SMEs will increasingly become international and we know that international customers are more profitable and that.

Sector Asset Management
Sub Sector Traditional Asset Manager
Employment Type Full Time
Region/Country Americas, United States
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