Compliance Officer Jobs In China

Citi Group. Chongqing

Responsible for coordinating the compliance risk management at branch level... Work closely with country compliance teams in executing the country compliance program/plan... Coordinating the implementation of internal policy/external regulatory requirements in Wuxi branch. Acting as the first point of contact with regulators on their inquires, surveys and on-site inspections. To.

Date posted: 05/22/2012.

Bank of China. Hong Kong

Assist Treasury Front Office in monitoring overall risk limit utilization Work closely with Treasury Front Office to continuously improve the dealing room compliance standard Work closely with Compliance team to ensure the business practices are in compliance with regulatory requirements Prepare and analyze profit and loss reports for senior management...

Date posted: 05/18/2012.

Australia and New Zealand Banking.

Job Description This position has been created to support Payment Operations for the Insitutional and Retail businesses from an operational perspective. Finanical -Support management and business decisions relevant to cost -Timely and accurate processing of payments minimising potential losses due to late/wrong delivery of payments Customer -Assist customer-facing departments to.

Date posted: 05/02/2012.

Bank of China. Hong Kong

Conduct regular compliance reviews on sales activities and risky operation areas, together with preparing compliance checking reports with analyzed checking results Identify potential risks in relation to the business and operation process; implement the preventive/ remedial measures for the problematic issues Liaise with internal parties on compliance issues and implementing...

Date posted: 05/18/2012.

Citi Group. Shanghai

Key Responsibilities: Provide the In-Country leadership for all aspects of the ERM responsibilities Implementation and maintenance of a robust Risk and Control Self-assessment system, including transition to a new Managers' Control Assessment (MCA) framework. § Implementation of Regional Key Risk Indicator (KRI) template with relevant departments, defining and updating country.

Date posted: 05/20/2012.

Australia and New Zealand Banking.

Job Description Job Family: Operational and Service Support -Working in Loan Operation, the role is based in China and responsible for providing support to Relationship Managers with timely and accurate maintenance of customer records. -The position contributes to the team by ensuring high customer service standards are maintained, minimizing process.

Date posted: 04/15/2012.

Citi Group. Shanghai

Responsible for coordinating Markets business related compliance matters... To protect bank franchise through ensuring compliance with laws, regulations, rules and internal policies and procedures at country level... Work closely with sales person, product manager, business, operations and risk team in executing compliance policies/procedures, consistent with country/global compliance standards and requirements...

Date posted: 04/23/2012.