Archive: Compliance Officer Jobs
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VP AML Compliance Officer - New York City, Long Island and Westchester (207327643) | 100% |
Hongkong and Shanghai Banking Corporation. New York
The VP AML Compliance Officer role supports the lines of business within an assigned region in discharging its Know Your Customer Program responsibilities... Each region consists of specific lines of business, geographically disbursed locations, domestic or global product and customer complexities, and operational processes. The position helps to mitigate AML.
Date posted: 03/13/2012.
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
AML Sr Invstgtns Ofc SI Team (1416462058) | 94% |
Hongkong and Shanghai Banking Corporation. New York
This role is responsible for collecting, evaluating, and disseminating information and evidence related to known or suspected money laundering and terrorist financing activities based on the AML Compliance Office policies and procedures... The role will establish and maintain effective liaison and communication with law enforcement, International and Domestic business partners.
Date posted: 03/03/2012.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
VP AML Cust Onboard Offcr (1692113762) | 88% |
Hongkong and Shanghai Banking Corporation. New York
Make the Right Move and join a winning team! Build your career with us. HSBC - North America is part of HSBC Group, one of the largest banking and financial services organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both.
Date posted: 02/23/2012.
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Jun. Compliance Officer (1052380) | 79% |
Credit Suisse. Pune
Job Description JOB SPECIFICATION DEPARTMENT: Legal and Compliance JOB TITLE: Compliance Officer – ENO to AVP REPORTS TO: Umesh Damle LOCATION:Pune, India SCOPE: 1... PA Trade coverage for the Asia Pacific region KEY ACCOUNTABILITIES: •Day-to-day tasks of APAC PA Trade such as trade recons, broker/exit letters, policy breach and escalations...
Date posted: 02/12/2012.
| Sector | Asset Management |
| Sub Sector | Unspecified |
| Employment Type | Full Time |
| Region/Country | Asia / Pacific, India |
Legal and Compliance - Associate - Compliance Officer - Riyadh (Saudi Arabia) (090022897) | 78% |
JPMorganChase. Riyadh
Title: Legal and Compliance - Associate - Compliance Officer - Saudi Arabia JPMorgan Compliance Overview: The Compliance function assists management and staff in fulfilling their duty of compliance... The function provides a broad range of regulatory and compliance services and advice to all areas of JPMorgan Chase worldwide... Services include.
Date posted: 04/14/2010.
| Sector | Other |
| Sub Sector | Other |
| Employment Type | Permanent |
| Region/Country | Africa / Middle East, Middle East, Saudi Arabia |
Legal and Compliance - Associate - Compliance Officer - Riyadh (Saudi Arabia) (100048342) | 77% |
JP Morgan Chase. Riyadh
Legal and Compliance - Associate - Compliance Officer - Riyadh (Saudi Arabia) JPMorgan Compliance Overview The Compliance function assists management and staff in fulfilling their duty of compliance... The function provides a broad range of regulatory and compliance services and advice to all areas of JPMorgan Chase worldwide...
Date posted: 09/01/2010.
| Sector | Other |
| Sub Sector | Other |
| Employment Type | Permanent |
| Region/Country | Africa / Middle East, Middle East, Saudi Arabia |
Compliance Officer (1054364) | 77% |
Credit Suisse. Pune
Job Description Job Description Compliance Officer - Pune (ENO /Assistant Vice President) Credit Suisse is looking for a compliance officer, based in Pune, to supports its Centre of Excellence (COE)... This role will report to VP Compliance, Pune CoE... Credit Suisse has an established center in Pune to support from.
Date posted: 02/24/2012.
| Sector | Asset Management |
| Sub Sector | Unspecified |
| Employment Type | Full Time |
| Region/Country | Asia / Pacific, India |
Jun. Compliance Officer (1054181) | 77% |
Credit Suisse. Pune
Job Description Job Description Compliance Officer - Pune (ENO /Assistant Vice President) Credit Suisse is looking for a compliance officer, based in Pune, to supports its Centre of Excellence (COE)... This role will report to VP Compliance, Pune CoE... Credit Suisse has an established center in Pune to support from.
Date posted: 03/28/2012.
| Sector | Asset Management |
| Sub Sector | Unspecified |
| Employment Type | Full Time |
| Region/Country | Asia / Pacific, India |
Legal & Compliance - Vice President/Executive Director - Head of Compliance (100010308) | 76% |
JP Morgan Chase. Seoul
Have overall responsibility as the registered Compliance Officer of Record under the Korean financial regulations for the management and implementation of compliance system under Korean laws and regulations and internal JPMorgan policies... Advisory Be familiar with local laws and regulations for relevant business lines, i. e. cash equities, equity...
Date posted: 09/01/2010.
| Sector | Other |
| Sub Sector | Other |
| Employment Type | Permanent |
Compliance Officer Advanced.Corporate Governance.OMSA (IRC6939 - Compliance Officer Advanced) | 76% |
Old Mutual Group. Pinelands
Role Description: This role assists the business unit Compliance Officer in establishing and embedding a culture of compliance across the business unit... KRA's Key result areas and work descriptors: · Compliance o Assists the Senior Compliance Officer to establish and embed a culture of compliance across...
Date posted: 05/15/2010.
| Sector | Other |
| Sub Sector | Other |
| Employment Type | Permanent |
| Region/Country | Africa / Middle East, Africa, South Africa |
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