Compliance Officer Jobs
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| Search results: 1 - 10 of 503 |
Compliance Officer (022923) | 100% |
Credit Suisse. Seoul
Surveillance • Assisting senior compliance officer to develop/maintain trade surveillance framework for the Bank Branch and performing trade surveillance work • Reviewing records and transactions, as necessary • Ensuring identified errors, improper conduct or compliance exceptions brought to LCD's attention are properly investigated and addressed as required Regulatory... We Offer.
Date posted: 05/15/2013.
| Sub Sector | Unspecified |
| Employment Type | Full Time |
Manager, Compliance (730671) | 99% |
Wellington Management. Boston
The Company: Tracing our roots to 1928, Wellington Management Company, LLP is one of the world’s largest independent investment management firms. With US$719 billion in assets under management as of 31 March 2012, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 50 countries.
Date posted: 05/12/2013.
| Sector | Asset Management |
| Sub Sector | Other |
AML Sr Investigations Officer (00002Q7M) | 93% |
Hongkong and Shanghai Banking Corporation. New York
based on the AML Compliance Office policies and procedures... This role is responsible for collecting, evaluating, and disseminating information and evidence related to known or suspected money laundering and terrorist financing activities. The role will establish and maintain effective liaison and communication with law enforcement, International and Domestic business partners...
Date posted: 05/09/2013.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Regional Compliance Officer - Commercial Banking - Southeast Region (00002GLR) | 83% |
Hongkong and Shanghai Banking Corporation. Miami
The VP CMB LCO Director is responsible for developing, integrating, and maintaining an effective Commercial compliance framework in an assigned region and line of business in order to support Commercial compliance risk mitigation and business growth in a safe and sound manner... The Southeast Region oversees compliance for the Commercial...
Date posted: 05/22/2013.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Regional Compliance Officer - Commercial Banking Midwest Region (00002GLN) | 83% |
Hongkong and Shanghai Banking Corporation. Chicago
The VP CMB LCO Director is responsible for developing, integrating, and maintaining an effective Commercial compliance framework in an assigned region and line of business in order to support Commercial compliance risk mitigation and business growth in a safe and sound manner... The Mid-West Region oversees compliance for the Commercial...
Date posted: 05/23/2013.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Regional Compliance Officer - Commercial Banking - West Coast Region (00002GLZ) | 83% |
Hongkong and Shanghai Banking Corporation. Los Angeles
The VP CMB LCO Director is responsible for developing, integrating, and maintaining an effective Commercial compliance framework in an assigned region and line of business in order to support Commercial compliance risk mitigation and business growth in a safe and sound manner... The West Coast Region oversees compliance for the...
Date posted: 05/02/2013.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Regional Compliance Officer - Commercial Banking - Texas Region (00002GLW) | 83% |
Hongkong and Shanghai Banking Corporation. Houston
The VP CMB LCO Director is responsible for developing, integrating, and maintaining an effective Commercial compliance framework in an assigned region and line of business in order to support Commercial compliance risk mitigation and business growth in a safe and sound manner... The Texas Region oversees compliance for the Commercial...
Date posted: 04/29/2013.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
VP Senior Compliance Assurance Manager (00002MMH) | 83% |
Hongkong and Shanghai Banking Corporation. New York
Plan, prepare, lead, and report on periodic functional reviews of areas of moderate complexity within the US Compliance teams, in accordance with a risk based model and in support of the Global Compliance Assurance model... Compliance... The job holder will also perform assignments for Team Leads which are SVP Sr.
Date posted: 05/13/2013.
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Retail Banking and Wealth Management - Compliance Officer Southeast Region (00002PWG) | 82% |
Hongkong and Shanghai Banking Corporation. Miami
The VP RBWM LCO Director is responsible for developing, integrating, and maintaining an effective compliance framework in an assigned region and line of business in order to support Retail compliance risk mitigation and business growth in a safe and sound manner... The Southeast - Regional Manager oversees compliance for the...
Date posted: 05/14/2013.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
Retail Banking and Wealth Management - Compliance Officer West Coast Region (00002PZM) | 82% |
Hongkong and Shanghai Banking Corporation. Los Angeles
The VP RBWM LCO Director is responsible for developing, integrating, and maintaining an effective compliance framework in an assigned region and line of business in order to support Retail compliance risk mitigation and business growth in a safe and sound manner... The West Coast- Regional Manager oversees compliance for the...
Date posted: 05/14/2013.
| Sector | Asset Management |
| Sub Sector | Other |
| Employment Type | Full Time |
| Region/Country | Americas, United States |
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