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Search results: 1 - 10 of 707

Retirement Products & Services Compliance Officer (25254)

100%

T. Rowe Price. Owings Mills

Our mission as a leading investment management firm is to help our clients achieve their long-termfinancial goals. We believe our associates are the key to this mission and we arealways looking fortalented individuals who share our commitment to our clients success. If youre looking for challenging work experiences and the...

Sector Asset Management
Employment Type Full Time
Region/Country Americas, United States

Investment Banking Advisory Compliance Officer (1700066A)

100%

Societe Generale. New York

Environment The Corporate and Investment Banking division of Societe Generale is looking to hire an Investment Banking Advisory Compliance Officer who will provide compliance coverage for IB business lines in the Americas. This position is located in our New York City office. This position is in the US Compliance Department....

Sector Capital Markets
Sub Sector Non-Financial Corporate
Employment Type Permanent

INTERNSHIP - Credit Risk Analyst (160001Y4)

100%

Societe Generale. New York

Mission Main responsibilities: Prepare monthly case list and case assignment list Reconcile the ARM unallocated account Prepare the Cost of Risk report IAS, Basle 2 and other accounting correspondence pertaining to the assessment of impairment - Answer questions Ad hoc reporting requirements Assisting in responding to inquiries from various oversight...

Sector Asset Management

Compliance Advisory and Control Room - VP (994142)

100%

Nomura.

Document Title Job title: Compliance, Advisory, and Control Room Corporate Title: VP Location: New York, NY Company overview Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments...

Sector Capital Markets
Sub Sector Non-Financial Corporate
Employment Type Permanent

Financial Risk Management Advisor / Senior Advisor (121624BR)

100%

KPMG.

KPMG is a global network of professional firms providing audit, tax and advisory services. We operate in 155 countries and have 189,000 people working in member firms around the world. Job Description Our business practice in the FSI sector includes: - Financial Risk Management - Strategy, Business Process Improvement -...

Sector Asset Management
Region/Country Europe, Other, Hungary

Public Sector Risk Management Senior Associate (92758BR)

100%

PwC. McLean

PwC/LOS Overview PwC is a network of firms committed to delivering quality in assurance, tax and advisory services. We help resolve complex issues for our clients and identify opportunities. Learn more about us at www.pwc.com/us. At PwC, we develop leaders at all levels. The distinctive leadership framework we call the...

Sector Asset Management
Region/Country Americas, United States

Non Financial Risk and Regulatory Manager - Insurance (118839BR)

100%

KPMG.

KPMG's Regulatory Practice (part of KPMG Advisory Risk Consulting) provides strategic and technical regulatory and compliance solutions to help financial services providers anticipate and manage their regulatory risk. Our team works to help clients meet regulatory expectations and obligations by strengthening enterprise-wide compliance programs, implementing effective governance and risk management...

Sector Consulting
Sub Sector Generalist Consulting
Region/Country Europe, Other, Belgium

INTERNSHIP - Compliance Anti Money Laundering (170003BQ)

100%

Societe Generale. New York

Environment DEPARTMENT DESCRIPTION The Transaction Monitoring Group (TMG) is a surveillance unit within AML Compliance with centralized responsibility for the Bank's AML transaction monitoring systems and processes. The TMG manages the rules and parameters used in the Bank's automated transaction monitoring system and handles cases generated by the system for...

Sector Asset Management
Sub Sector Traditional Asset Manager

Compliance Advisor – Technology and Operations (1700092Q)

100%

Societe Generale. New York

Environment The SGUS Compliance Department works closely with the Global Compliance Department in Paris to ensure timely and effective implementation of Global Compliance policies and to coordinate on all cross-border business transactions and activities. The SGUS Compliance Department administers the SGUS Employee Investment Policy, arranges for the registration of broker-dealer...

Employment Type Permanent

Senior Compliance Officer – Financial Crimes Testing & Monitoring Lead (16000MOL)

100%

Societe Generale. New York

Environment COMPETENCIES Strong knowledge of Financial Crimes Compliance Excellent oral and written communication skills Ability to communicate well across all levels of an organization TECHNICAL SKILLS Proficient in MS Word and Excel PRIOR WORK EXPERIENCE 7-10 years Compliance experience in large financial services firm Extensive depth of experience working in...

Employment Type Permanent
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