AML Manager Job Job Details
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| Employer: | Capital One | Job Ref No: | 2020161774 | Job Title: | AML Manager Job | Sector: | Other | Sub Sector: | Other | Risk Type: | Other | Expertise: | Risk Manager | Description About Capital One: Capital One Financial Corporation is an international financial services company with over 49 million customers worldwide and $105 billion in assets. The company is known for its innovation in the credit card marketplace, having pioneered the low introductory rate, balance transfer and fixed rate products in North America. Capital One has offered Canadian consumers a range of competitive MasterCard® credit cards since 1996, when the company introduced the first Platinum MasterCard to the Canadian market. Summary: Identifies and assesses AML related risks associated with the company's business activities and practices. Promotes a culture of compliance risk management and managed risk taking. Ensures appropriate monitoring is in place to identify process breakdowns, and drives corrective action in accordance with business and regulatory requirements. Supports business-critical initiatives in existing and newly acquired businesses. Leads process improvements, serving as a subject matter expert for cross functional projects. Responsibilities: - AML Compliance consulting to Capital One Canada to ensure compliance with all relevant AML risk areas: o Suspicious Transaction monitoring and reporting, o Large Cash Transaction monitoring and reporting o Know Your Customer and Customer Identity Verification procedures o Client Due Diligence and Enhanced Due Diligence procedures o Performing Risk and Self Assessments o Ensuring completion of regular list screening and surveillance and associated reporting o Policies and Procedures: Maintain and modify department policies/procedures as needed. Ensure adherence to policies/procedures. - Ensure compliance with the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (Canada) and other AML laws and regulations is robust and reflects current AML regulations and Capital One's enterprise-wide AML Policy - Perform as a Subject Matter Expert and provide day-to-day AML/OFAC guidance to business / operational areas; assist business / operational areas with support / advice on the applicability and application of AML//OSFI compliance requirements - Leverage Capital One's Compliance Management Program's formal approval process to approve and drive requirements for all new business initiatives and processes that contain AML components: new ventures, new products, new services; - Review / Approve business unit level systems/process plans, training, forms, contracts and agreements for Canadian line of business - Develop and deliver supplemental AML training materials as needed - Client Management - Develop and leverage key relationships with stakeholders that enable collaboration across the enterprise. - Corrective action - Identify and track AML events and issues. Coordinate with applicable business areas to define/ implement remediation activities. - Monitoring and Reporting - Lead AML monitoring and reporting efforts at the process level to ensure metrics are implemented and analyzed and effective process reporting is produced. - Change Management - Lead change control efforts at the process level to ensure impacts are appropriately assessed, documented and implemented. Qualifications Qualifications: - 3-5 years experience in Compliance, Audit, Legal, Risk Management or related field, focused on AML/OFAC issues. - Familiarity with Canadian Proceeds of Crime (Money Laundering) and Terrorist Financing Act - Bachelor's degree or equivalent experience. - Relationship management skills. - Strong written and oral communication skills. - Demonstrated analytical and quantitative skills. - Ability to collaborate across areas of the company. - Excellent project and/or process management and organizational skills. - Proven problem-solving and conceptual thinking skills. - Highly motivated and self-disciplined. - Ability to work independently and in a team environment. - Ability to work in a fast-paced environment and handle multiple tasks simultaneously. - CAMS certification highly desirable; must become CAMS certified within twelve months. - Bilingual in French and English, preferred J2W:LI 2 Job: Audit, Risk Management and Security Primary Location: Canada-Ontario-Toronto-Canada-North American Center (93006) Schedule: Full-time Travel: Yes, 10 % of the Time Job Posting: Unposting Date: | Employment Type: | Full Time | Region/Country: | Americas, United States | States/Counties: | Ontario | City: | Toronto | Address: | Post Date: | 04/16/2012 |
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