Sr. Compliance Manager-Capital One Auto Finance Job Job Details
Vacancy has expired
Show me jobs like this one| Employer: | Capital One | Job Ref No: | 1691465511 | Job Title: | Sr. Compliance Manager-Capital One Auto Finance Job | Sector: | Other | Sub Sector: | Other | Risk Type: | Other | Expertise: | Risk Manager | Description Capital One is hiring for a Compliance Manager/Advisor to manage compliance risk throughout Capital One's Financial Corporation. This Compliance Advisor will keep abreast on financial industry laws and regulations and provide regulatory expertise in consulting with business line leaders within our Capital One Auto Finance area. The Compliance Advisor will provide compliance consulting in areas of consumer, non-consumer and commercial compliance relative to their line(s) of business. Compliance Advisors guide, advise, and approve Business Area activities subject to financial services industry laws and regulations. Compliance Advisors work with increasingly higher Business Area executives to establish and communicate a clear view of compliance risks within that Business Area. The Compliance Advisor interacts with and advises the Business Areas on the need for and effective methods of managing compliance risk arising from federal and state laws and regulations, within an enterprise-level risk management framework. Compliance Advisors work with limited supervision and have latitude for initiative and independent judgment. Key Responsibilities - Inform business leaders of the requirements of law and regulation that they must comply with - Advise business leaders on their obligations under the Capital One Compliance Policy - Evaluate business initiatives and processes from a compliance perspective (i.e., new ventures, products, systems, marketing initiatives, credit models). - Guide Business Area(s) on the application of Compliance requirements (new product or process development, corrective action, change in law or regulatory environment) - Guide Business Area(s) on the development and maintenance of processes to deliver on their responsibilities and accountabilities within the Compliance Management Program - Influence business leaders to comply with applicable laws and regulations - Assess the effectiveness of the Compliance Management Program and provide feedback to Compliance Officers and CMP Administration team - Work independently under general supervision, with latitude for initiative and independent judgment. - Manage and develop associates in support of their compliance work and professional career - Manage external compliance consultants, as applicable - Perform other related work as assigned by a Compliance Vice President, the Deputy Chief Compliance Officer or the Chief Compliance Officer. Qualifications Basic Qualifications: - Bachelor's degree from an accredited college or university - 7 years of full-time experience in consumer compliance, legal or audit Preferred Qualifications: - Masters degree from an accredited college or university preferred - 10+ years of full-time experience in compliance, legal, audit or finance - Certified Regulatory Compliance Manager (CRCM) - Certified Anti-Money Laundering Specialist - Certified Information Privacy Professional Job: Audit, Risk Management and Security Primary Location: United States-Texas-Plano-DFW-Plano People Center Bldg 1 (31061) Schedule: Full-time Travel: Yes, 10 % of the Time Job Posting: Unposting Date: | Employment Type: | Full Time | Region/Country: | Americas, United States | States/Counties: | Texas | City: | Plano | Address: | Post Date: | 03/14/2012 |
Action
Featured jobs |
|
Featured employers |
