Intermediate Compliance Analyst - AML Job Details
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Show me jobs like this one| Employer: | Citi Group | Job Ref No: | 11044847 | Job Title: | Intermediate Compliance Analyst - AML | Sector: | Other | Sub Sector: | Other | Risk Type: | Other | Expertise: | Risk Manager | KYC Quality Control ("QC") Specialists work to ensure high quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. The QC Specialist will review cases for adherence to EDD procedures and to ensure analyst conclusions are clear, complete and supported by the information in the file. The QC specialist will also identify and escalate critical issues to their QC supervisor. The QC specialist will assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC analyst file work. KYC QC Specialists will serve as a key support resource for delivering training and guidance to KYC analysts. The KYC QC Specialist will decrease regulatory and reputational risk by exercising sound judgment in approving/rejecting submitted cases. The QC Specialist operates in a team environment and has regular interaction with Business, Operations and AML Compliance management, as well as KYC and QC teams. The QC Specialist should be able to work under minimal supervision. Requirements: Prior experience with AML/KYC, Surveillance, Investigations and related fields Audit, Quality Control, Compliance Monitoring work in a financial services regulatory compliance context, Background checks, intelligence/research, Legal review / paralegal work A KYC QC Specialist should possess the following required skills: · Ability to evaluate work conducted against an agreed compliance standard · Experience with the application of KYC/EDD or compliance standards to individual client/customer files · Ability to exercise consistent judgment about the degree of compliance with work standards · Ability to identify and evaluate potential risks in any given case and decision accordingly. · Ability to handle highly confidential and sensitive information · Meticulous approach to review and document QC cases · Attention to detail, structured approach to review and analyze client information · Must possess excellent verbal and written communication. · Must communicate in a clear, concise manner when communicating thoughts, ideas, questions, concerns, etc. · Ability to prioritize work activity to maximize performance against agreed targets · Effective at working within a group to communicate thoughts and ideas. · Gathers all relevant information prior to making a decision · Forms decision based on facts and objective data · Individual drive to succeed and motivated to handle multiple tasks · Takes initiative to improve performance and welcomes/seeks new challenges | Employment Type: | Full Time | Region/Country: | Americas, United States | City: | Fort Mill | Address: | Post Date: | 02/10/2012 |
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