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Administrative Manager-Bridgewater NJ : 1100068047 Job Details

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Employer:  Bank of America
Job Ref No:  1100068047
Job Title:  Administrative Manager-Bridgewater NJ : 1100068047
Sector:  Asset Management
Sub Sector:  Other
Risk Type:  Regulatory/Compliance
Expertise:  Risk Manager
The Administrative Manager (AM) reports to the Complex Director with dual reporting to the Regional Administrative Manager. The AM is a member of the Branch Leadership Team, along with the Client Relationship Manager. The AM supports the Firm's business objectives and contributes to the Complex's profitability by influencing FA business practices in ways that minimize regulatory and financial risk as well as uphold the Firms' reputation. Ultimately, the AM protects the Firm, grows the business and serves the client by proactively managing and mitigating risk.

Responsibilities

· Reviewing daily trading activity for trends and inconsistencies

· Ensuring that client investment strategies are suitable for their current needs and risk tolerance

· Facilitating compliance training and tracking Firm element and mandated training

· Ensuring that FAs are properly licensed to conduct business

· Leveraging centralized utilities for process improvement

Competencies

· Product/Service Knowledge

· Risk Management

· Relationship Building

· Judgment

· Planning & Organizing

· Initiative

· Wealth Management

· Client Relationship Management

· Influencing/Negotiating

· Fostering Teamwork

· Adaptability

· Communication

· Building Talent

Qualifications



Requirements

Familiarity with compliance and regulatory issues

Strong auditing background with willingness to travel

Strong leadership abilities, communication and delegation skills

Licenses: Series 7, 8 or 9 & 10, 63 & 65 or 66

Familiarity with Microsoft Word, Excel, and PowerPoint

Region/Country:  Americas, United States
States/Counties:  New Jersey
City:  Florham Park
Address: 
Post Date:  02/09/2012

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