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Senior Compliance Manager - Testing Manager : 1200004852 Job Details

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Employer:  Bank of America
Job Ref No:  1200004852
Job Title:  Senior Compliance Manager - Testing Manager : 1200004852
Sector:  Asset Management
Risk Type:  Regulatory/Compliance
Expertise:  Other
Specific Description:

Implements and manages compliance programs for one or more business groups. Exercises judgment and influences business managers and peers to ensure enforcement of compliance programs, balancing business strategy with appropriate risk management controls. Contributes to the development, implementation and communication of Corporate Compliance's mission, goals and strategies. May manage other associates.

General Description:

he HL & LAS Compliance Testing Group ensures adherence to regulatory requirements and laws and serves as an independent review to conduct transaction testing, internal control validations, and analytical assessments across the Home Loans and Legacy Asset Servicing space. Plays a critical role in the monitoring and testing of key compliance risks. Responsible for test execution and reporting of results to Compliance Management. Establishes and maintains a direct partnership with Compliance Management.

The Sr. Compliance Testing Manager is responsible for the management and oversight of an assigned testing team(s) within the HL/LAS Compliance Testing Group

Assist with the development of the Annual Compliance Testing Schedule

Responsible for developing certain aspects of the Compliance testing program, including test plans and testing schedule

Operate as a point of contact and maintain a direct partnership between the applicable Compliance Officer(s) and assigned testing team

Responsible for management of the testing process including test execution

Accountable for the accurate and timely completion of the monthly testing production schedule with an emphasis on meeting deadlines

Qualifications


Required Skills: "Must"have these skills to be minimally qualified

7 plus years experience in mortgage banking and knowledge of the business

5 plus years of experience managing teams, providing leadership, and mentoring staff

Strong proven compliance skills and the ability to interface confidently with associates at all levels, including Compliance Officer(s), Audit partners, and Regulatory Examiners

Ability to manage multiple tasks in an ever changing production environment

Demonstrated project management skills

Strong relationship building, partnership and influencing skills

Strong leadership skills including the ability to think strategically in context with the bigger picture

Excellent verbal and written communication skills as well as strong presentation skills

Desired Skills:

Bachelors degree or equivelent job experience

Diverse experience across multiple lines of business and/or consumer products

Prior audit or regulatory compliance knowledge and experience a plus

Possess compliance and testing expertise and experience

Region/Country:  Americas, United States
States/Counties:  California
City:  Westlake Village
Address: 
02/09/2012

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