Head Of Product Compliance Job Details
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Show me jobs like this one| Employer: | Barclays Bank | Job Ref No: | 00059815 | Job Title: | Head of Product Compliance | Sector: | Asset Management | Sub Sector: | Traditional Asset Manager | Risk Type: | Regulatory/Compliance | Expertise: | Regulatory/Compliance | Barclays Wealth is a leading global wealth manager, and the UK's largest, with total client assets of £170bn, as at 30 June 2011. With offices in over 20 countries, Barclays Wealth focuses on private and intermediary clients worldwide, providing international and private banking, investment management, fiduciary services and brokerage. Barclays Wealth is the wealth management division of Barclays. Building on 320 years of Barclays banking heritage, our mission at Barclays Wealth is to set a new standard in wealth management by understanding our clients better than anyone else. In pursuit of this objective, we hire and develop only the best people in the industry. We look for talented, tenacious individuals who seek opportunities for self-improvement and career progression. Our long-term agenda can only be achieved through close collaboration and a shared sense of empathy, integrity and trust. Purpose of role Technical specialist to act as deputy to the current Head of Technical, coordinating global activity within the function to ensure that appropriate and consistent standards are applied throughout the team. Core accountabilities Technical Advice: To provide ongoing technical compliance advice and guidance to Wealth businesses, particularly UK&I Private Bank, Wealth International, Wealth Intermediaries, GBIS and RES and take responsibility for the successful delivery of business projects in accordance with Barclays Wealth's compliance policies and processes. The role holder should expect to be in a position where the negotiation and landing of policy changes with Senior Management is key, and should be able to demonstrate excellent presentation and negotiating skills in order to fulfil the role requirements. Advice and Governance: Assessing and providing formal technical compliance input into new distribution and product propositions and the relevant approval processes. Providing policy support and guidance to the front office Advisory Compliance teams particularly in support of relevant regulatory developments and business change projects. Supervisory responsibilities Oversight and provision of the Technical Compliance team Key clients (internal and external) Key internal Clients include: Global Research and Investments; and (via and in support of the Advisory Compliance team) UK&I Private Bank, Wealth International and Wealth Intermediaries; the wider Wealth Compliance community and other Infrastructure units. Role requirements Professional/technical experience Significant practical experience covering a wide range of investment products and services, particularly those typically utilised within investment portfolios for affluent and high net worth clients. An excellent understanding of wide range of investment products, both in terms of construction and use, high levels of expertise (to SME level) Managerial experience The requirement for oversight of direct reports may be associated with this role from time to time, and the role holder will be expected to be able to manage a team. | Region/Country: | Europe, UK | City: | London | Address: | Post Date: | 02/08/2012 |
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