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Senior Business Risk Specialist Investment Suitability Job Details

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Employer:  UBS AG
Job Ref No:  162613BR
Job Title:  Senior Business Risk Specialist Investment Suitability
Would you like to be at the heart of WM strategic initiatives? Do you want to have a global reach and work with global stakeholders? Are you a problem solver with analytical skills? We look for someone who will:

– act as the subject matter expert (SME) for the global Investment Suitability framework comprised of related policies, process and controls
– develop future global suitability standards with the target to globally align respective activities and services in close collaboration with functions and markets
– represent Suitability topics in relevant decision bodies or working groups and support the identification and definition of entailed required adaptations of the Investment Suitability framework
– perform regular global Suitability Business Risk Assessments including conducting the necessary risk monitoring and assessment and act as SME for the underlying global controls
– initiate, support and track global e2e implementation required due to changes in policy framework
– act as a Secretary to the Investment Suitability Global Committee
– lead or support special projects including regulatory reviews related to the Suitability framework or business initiatives that have an investment suitability component, provide related senior management support and updates.Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Why UBS? Video

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.You’ll be working in the divisional Competence Center Suitability Framework team within the WM COO organization, a small (but dynamic) team which drives an effective and efficient suitability framework/advisory process and the implementation thereof globally. The team has a unique position across the WM organization.You have:

– experience within the Wealth Management environment, e.g. in a Business, Risk or Regulatory Management, Audit, Legal or Compliance function
– strong analytical and conceptual skills and ability to understand complex procedures and processes; project management skills are of advantage
– strong interpersonal and stakeholder management skills and assertiveness
– excellent communication skills in written and spoken English, any other language (e.g. German) will be a strong asset
– Proficient user of MS Office (Excel, PowerPoint and Word)
– Drive and commitment as well as the ability to motivate others, proactive and hands-on as well solution orientated mentality

You are:

– proactive and self-dependent
– organized and structured
– well versed in interacting with different stakeholders around the globe
– a team player and ability to build close partnership with diverse stakeholders such as business units, and Legal/C\u0026ORC
– eager to broaden your knowledge and become an expert in your fieldExpert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Employment Type:  Full Time
Region/Country:  Europe, Other, Switzerland
City:  Zürich
Address: 
01/13/2018

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